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Law Firm Seeking Broker-Dealer Regulatory Attorney in Multiple... Locations H1: Join Our Team as a Broker-Dealer Regulatory Attorney in a... High-Performance Knowledge Job Title: Broker-Dealer Regulatory Attorney Salary: Competitive,... Experience or Regulation of Broker-Dealers Job Function: Legal Department:......
Law Firm Seeking Broker-Dealer Regulatory Attorney in Multiple... in the regulation of broker-dealers? Holland & Knight, a... leading law firm, is currently seeking a self-motivated and talented individual to join our team as an associate in our Business department. This...
Firm Seeking Corporate Securities Associate in Multiple Offices Saul Ewing, a leading law firm, is currently seeking an experienced corporate associate to join our growing securities group. This is a fantastic opportunity to join a dynamic and entrepreneurial practice...
ideally have experience working with and counseling registered investment advisors and broker-dealers on regulatory and compliance-related... issues, including issues concerning the Investment Advisers Act of 1940 and the Investment Company Act of 1940. Desired skill sets include: statutory and regulatory...
Paralegal to join its Investment Management and Broker-Dealer practice areas. The successful... applicant will be responsible for providing support to attorneys and working teams in the preparation and filing of various disclosure documents and ensuring projects remain on track. Th...