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Vice President- Markets Compliance Advisory **The Role** BNY Mellon is seeking a Vice President to join its Markets Compliance Advisory team. This is a hybrid role located in either New York, NY or Boston, MA. **Responsibilities**...
global regulatory regimes applicable to research (., MiFID II, FINRA Rule 2241, FCA COBS... 12, etc.) Responsibilities: As the General Counsel for Investment Research, you will be responsible for the following: Providing legal advice to the...
Information: The salary for this position will be competitive and commensurate with experience, including a comprehensive benefits package. Job Title: Assistant General Counsel, GWIM Legal Team Experience Information: Minimum of 8 years of experience as a...
Counsel - Legal Advisor for Risk, Strategy and Human Capital Management Company H1: Join the Team as an Investments Counsel at Mercer H2: Responsibilities and Benefits of the Investments Counsel Position Bold Headline: Make an Impact and Support a Growing Business as an...
General Counsel: Job Summary and Salary Information EquityZen, a leading financial technology company, is seeking a Deputy/Associate General Counsel to join their team in New York, NY. This role offers a competitive salary of $225,000 - $250,000, along with...
Title: Wealth Advisor III - High Net Worth Clients Experience: 8+ years in Wealth Management and Sales Location: New York, New York, USA Salary: $225,000 - $275,000 per year We are seeking a highly accomplished Wealth Advisor III to...
Join New York Life as an Assistant General Counsel, Broker-Dealer Counsel H2: Strategic and Practical Attorney Needed for Wealth Management Division Bold Headline: Join New York Life and Make a Difference in Your Career Development Summary: New...
Counsel Position Bold Headlines: - Join a company dedicated to responsible growth and diversity in the workplace - Support retail sales and trading broker-dealer activities for Merrill Lynch - Provide legal advice on SEC, FINRA, MSRB, and SR...
Senior Legal Counsel - Financial Services H2: New York, NY Full-Time Legal H2: About **MEMBERS ONLY**SIGN UP NOW***. H2: Purpose of Role H2: Responsibilities H2: Competencies, Skills and Experience H2: Salary Range **MEMBERS ONLY**SIGN UP NOW***. is a global financial services platform that provides essential...
Partners is Hiring an Associate Director of Compliance **MEMBERS ONLY**SIGN UP NOW***. is looking for a Senior Associate of Compliance or Associate Director of Compliance to have senior oversight of client regulatory compliance matters for some or all of the following:...