structuring and negotiating private investment platforms, including direct responsibility... for GP stakes and the establishment of rated feeder fund structures. - Advise on and oversee the legal structuring and seeding of new Business Development Company (BDC) platforms, ensuring compliance with...
negotiate contracts for a variety of advisory, brokerage, technology, and operational services within Pershing. - Provide general legal support to broker-dealer, registered investment adviser, and technology affiliate... as needed. - Advise on new product development and regulatory risk management decisions. - Provide busin...
Title: Senior Securities Counsel Job Responsibilities: - Draft, review, and negotiate contracts related to the company's ETF and mutual fund distribution business. - Research and provide legal advice to business regarding FINRA regulatory and broker dealer compliance issues. - Manage communication and interaction with...
Asset Management - Infrastructure Fund... President to join our Asset Management team in New... in the areas of investment vehicle management, capital raising,... and regulatory and governance matters. This role offers a competitive salary range of $140,, per year, bas...
contracts for Pershing for a variety of advisory, custody, operational, and technology services. - Provide general legal support to the broker-dealer and registered investment adviser as needed. -... Advise on new product development and regulatory risk management decisions. - Keep...
Job Title: Sr. Director, Corporate Counsel - Investment Fund Job... Responsibilities: The Sr. Director, Corporate Counsel is a key... the company’s real estate investment funds. The role involves: -... Advising on a wide range of legal and regulatory matters related to private funds,...
Job Title: Senior Director, Corporate Counsel - Investment Fund Job... Responsibilities: The Senior Director, Corporate Counsel will be part... the company's real estate investment funds. The primary responsibilities... include: - Advising on a wide array of legal and regulatory matters concerning the...
Title: Legal & Compliance - Attorney, **Members Only**, AVP Job Responsibilities: The successful candidate will be engaged in a variety of legal matters related to hedge fund, hybrid fund, and hedge fund investing and structuring. The primary job responsibilities include: - Structuring,...
Responsibilities: - Advise senior management and other stakeholders on... the Bank’s full-service wealth management business, which includes RIA,... Broker Dealer, and Trust (including Delaware trust) offerings and services. - Develop and support the implementation of legal assessments, interpretations, recommendations, and...
for the . Funds Management business. - Oversee the... creation and management of mutual funds and... exchange-traded funds. - Advise on regulatory developments and their implementation. - Provide legal support to the company Funds’ Boards of Trustees. - Collaborate with...
Title: VP, Compliance Officer, Investment Management Job Responsibilities: The VP,... Compliance Officer for Investment Management is responsible for... program for an SEC-registered investment advisor. Key duties include... providing independent and authoritative advice and guidance on regulatory requirements to internal partners, acting...
a variety of advisory, custody, operational, and technology services. - Provide general legal support to the broker-dealer and registered investment adviser as needed. -... Advise on new product development and regulatory risk management decisions. - Keep informed... on legislation a...
Title: Senior Legal Counsel Job Responsibilities: - Analyze new and existing products and services to identify risks and ensure compliance with applicable regulations, particularly focusing on the Investment Advisers Act. - Identify and... mitigate risk implications while providing legal advice in connection with...
ventures, partnerships, and other corporate transactions, including drafting and... negotiating term sheets and definitive documents. - Drive the company's global business expansion efforts, including scoping out new jurisdictions, advising on jurisdictional risks and nuances, and leading the formation of new subsidiaries...
Legal team supporting the corporate and funds distribution group.... responsibilities that include: - Drafting, reviewing, and maintaining investment fund distribution agreements, placement... agreements, and selling agreements for company private fund and evergreen products. - Managing the execution, filing, and recordkeeping of d...
Organization, specifically aligned with Asset Management Legal. This position... the Columbia Threadneedle Investments, focusing on registered investment companies such as mutual... funds, ETFs, closed-end funds, and Columbia collective investment trusts (CITs). The primary... responsibilities include: - Performing ongoing legal and re...
Job Title: Associate, Investment Compliance Job Responsibilities: - Support the... from public and private investment activity. - Monitor the deal... pipeline, confer with deal teams as appropriate, and ensure tracking of potential transactions within company systems. - Conduct research on potentially impacted public securities...
Strategist - Private Wealth Management Job Responsibilities: The Private Wealth Strategist... planning services to high-net-worth (HNW) and ultra-high-net-worth (UHNW) clients. The key responsibilities include: - Conducting detailed cash flow analysis, income tax planning, asset protection, charitable planning, and... estate and wealth transfer strategi...
Strategist - Private Wealth Management Job Responsibilities The Private Wealth Strategist... within the Private Wealth Management group entails a variety... nationwide. The primary duties include: - Providing cash flow analysis, income tax planning, asset protection, charitable planning, and... estate and wealth transfer strategie...
Local Income Tax - Asset Management Job Responsibilities: -... Participate in multi-state alternative investment firms (hedge fund, fund... to funds, private equity, real estate) with state and local tax issues including compliance, advising, planning, and controversies. - Engage with multi-state...
& Local Tax - Asset Management Job Responsibilities: - Engage with... multi-state alternative investment firms, such as hedge... funds, fund to funds, private equity, and real estate, to address state and local tax issues. This includes compliance, advising, planning, and managing tax...
Job Title: Investment Banker, Real Estate, Lodging,... & Leisure Job Responsibilities: The Investment Banking Associate is expected... to perform the following duties: - Create partnerships by increasing the depth and breadth of existing client relationships - Successfully transact in the US...
you will hold significant responsibilities including: - Managing relationships with clients and ensuring timely reporting of milestone and dependency status. - Monitoring risks and issues to escalate and executing day-to-day management activities. - Overseeing asset-level diligence and analysis on... debt investments. - Preparing and/o...
Manager, Tax - SALT Asset Management Job Responsibilities: -... Participate in multi-state alternative investment firms (hedge fund, fund... to provide subject matter/alternative investment industry knowledge and experience.... - Review information presented on state income tax returns before, during, and after...
draft, and negotiate complex investment transactions including credit, hybrid... as convertible/hybrid or structured preferred securities, holding company notes, mezzanine and subordinated loans, and senior secured credit facilities. - Provide legal leadership throughout the investment lifecycle, from initial documentation... to amendments a...
legal support to the Corporate & Investment Banking Group... documentation for financial transactions. - Present updates to senior management and manage corporate governance in support of... CIB under the supervision of the General Counsel for CIB in the US. - Draft an...
Title: Swap Dealer Regulatory Governance Officer Job Responsibilities: - Assist in the planning, coordination, and delivery of the annual Swap Dealer and Security-based Swap Dealer (SBSD) review. - Support complex rules-based Swap Dealer reviews by analyzing and providing credible challenges regarding key first...
providing federal and state tax planning, consulting, structuring, and compliance services to high-net-worth clients, including real estate sponsors, owners, investors, and developers. The role involves working with a variety of clients such as management companies, joint ventures, family... partnerships, indi...
consulting and compliance services, which include: - Technical review of partnership and corporate state and local tax... returns, focusing on multistate tax issues such as allocation, apportionment, modifications, nexus, unitary filings, and flow-through taxation. - Addressing residency issues. - Cond...
Title Head of Advisory Job Responsibilities The Head of Advisory role encompasses a deep understanding of . sanctions laws and regulations (OFAC), as well as familiarity with other sanctions regimes such as those in the EU and UK. The responsibilities include:...
30+ Days Ago job requisition id R0002410 **Members Only** is a global advisory-focused investment bank. Our team of... senior professionals delivers a wide array of strategic advisory, shareholder advisory, restructuring and special situations and private fund adviso...
ensuring timely reporting of milestones and dependencies. The role involves monitoring risks and issues to escalate as necessary while executing day-to-day management activities. This position specifically... oversees asset-level diligence and analysis on... debt investments, preparation and/or review of debt taxab...
to the company’s Digital Asset Management team on all... and services business. - Advise the Digital Asset Management team on the... development and ongoing operations of asset management products and services... involving digital assets and blockchain technology. - Offer guidance to bu...
H1: VP, Corporate Counsel, Asset-Based Finance -... Prudential H2: Experienced Asset-Based Finance Lawyer Wanted in... is seeking a VP, Corporate Counsel with expertise in... asset-based finance to join their... support PGIM Fixed Income's asset management business and work... closely with...
Job Title: Asset & Wealth Management -... Services Tax practice within Corporate Tax services involves assisting... clients in meeting their tax obligations while managing the impact of tax on their business. The role involves advising clients on local and overseas...
Job Title: Asset & Wealth Management -... Tax practice, part of Corporate Tax services. This role... involves assisting clients in managing their tax obligations and understanding the impact of taxes on their businesses. Key responsibilities include advising clients on local...
Providing multistate consulting and compliance services, including technical review of partnership and corporate state and local tax... returns, with a focus on multistate tax issues such as allocation, apportionment, modifications, nexus, unitary filings, and flow-through taxation. - Addressing residency issues a...
Title: Senior Legal Counsel Job Responsibilities: - Support the Associate General Counsel in advising and supporting a wide range of legal matters across global business units with a focus on: - Assisting product teams in the design and implementation of new products...
Job Title: Alternative Investment & Private Markets Attorney Job... Responsibilities: The Alternative Investment & Private Markets Attorney... will join Company’s Wealth Management Legal and Compliance Division... businesses, focusing on alternative investment funds and private securities... transactions. The attorney will analyze, review,...
Job Title: VP, Wealth Management Advisory Attorney Job Responsibilities: - Provide... support for Company's Wealth Management's investment advisory business. - Offer... legal... trading, best execution, trade allocation, operational issues, principal trading rules, investment allocations, client fee structures,... conflicts of interest, and cash solicitat...