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Vice President, Assistant General Counsel - Early Dispute Resolution (EDR) H2: Job Responsibilities and Qualifications Summary: The Vice President, Assistant General Counsel in the firm's Early Dispute Resolution (EDR) group is responsible for handling a broad range of...
They will also provide secondary legal support to the fixed income sales and trading business, advising on SEC, FINRA, MSRB and SRO rules and regulations. This role requires a minimum of 8 years of experience as a practicing attorney, w...
Advise senior management on corporate disclosures, corporate treasury activities,... and corporate governance matters. Review... disclosures. Provide legal advice on capital markets, securities, and funding transactions. Participate in and handle various corporate governance activities, including insider... trading poli...
Friendly Job Title: Assistant Vice President, Associate Counsel - Institutional Services H1 Friendly Heading: Join **MEMBERS ONLY**SIGN UP NOW***. as an Assistant Vice President, Associate Counsel in our Institutional Services Legal Team! H2 Friendly Headings: - Be a Part of...
discretionary annual incentives based on individual and organizational performance. Job Title: Tax Manager Experience: 5+ years total corporate tax experience Position... Summary - Strategic and creative federal tax professional needed for complex tax issues across m...
a leading financial services company, **MEMBERS ONLY**SIGN UP NOW***. offers a wide range of products and services to its customers. With approximately trillion in assets, **MEMBERS ONLY**SIGN UP NOW***. provides banking, investment, and mortgage products and services to one in three . households...
friendly job title: Assistant General Counsel, Alternative Investments H1: Join the LPL Team as an Assistant General Counsel for Alternative Investments H2: Contracting and Legal Analysis for Alternative Investment Offerings Job Summary: **MEMBERS ONLY**SIGN UP NOW***., a leading independent broker-dealer,...
VP, Assistant General Counsel - Legal Services for Investor Complaints in Financial Firm H2: Responsibilities and Qualifications for VP, Assistant General Counsel Role The Vice President, Assistant General Counsel in the firm’s Early Dispute Resolution (EDR) group is responsible...
Title: AVP, Associate Counsel, Legal Advice – Brokerage, Product and Business Support Experience: 5+ years in financial services industry Location: Boston, MA; San Diego, CA; Fort Mill, SC Salary Range: $137,520-$206,280/year Responsibilities: - Negotiate contracts with mutual fund, alternative...