Compliance, Business Intelligence Group, Vice President

5-10 yrs required

Full-time

No

Bullet Points:

- Compliance, Business Intelligence Group, Vice President role at Goldman Sachs in New York, New York, United States
- Global Compliance division focuses on preventing, detecting, and mitigating compliance, regulatory, and reputational risk across the firm
- Compliance is an independent control function and part of the firm's second line of defense
- Compliance assesses the firm's compliance, regulatory, and reputational risk, monitors for compliance with laws and regulations, and leads responses to regulatory examinations and inquiries
- Business Intelligence Group (BIG) is an advisory group in the Legal and Compliance Division, focusing on legal, regulatory, and reputational risk in transactions across all divisions of the firm
- BIG is composed of individuals with diverse backgrounds and prior regulatory and transactional due diligence experience
- The BIG Americas team has offices in New York and Dallas and covers transactions originating from North, South, and Central America
- In this role, the Vice President will conduct legal, regulatory, and financial due diligence to assess reputational risk in various transactions and business relationships
- Clients include revenue-generating departments across all divisions and areas within the control side
- The Vice President will identify and evaluate risk-relevant information from various sources and liaise with external investigative consultants
- They will also review and analyze due diligence reports, analyze risk-relevant portions of financial statements and public filings, and prepare summary and presentation materials for analysis by relevant business areas and firmwide committees
- The ideal candidate will have 5-10 years of legal/regulatory, accounting, compliance, or other financial experience, with risk assessment skills and experience
- Strong technical proficiency, excellent analytical and communication skills, and experience dealing with the investment banking industry are also required
- Additional experience in an ESG (Environmental, Social and Governance) risk-related role is a plus
- The candidate should have a strong sense of intellectual curiosity and interest in current events, be a team player with inherent commercial judgment, and be able to work effectively in a fast-paced and high-pressure environment
- Preferred qualifications include CPA, CFA, JD/attorney license, or CFE designations, as well as Spanish language skills and/or Latin American research and due diligence experience
- Goldman Sachs is a leading global investment banking, securities, and investment management firm, committed to fostering and advancing diversity and inclusion in the workplace
- The expected base salary for this position is $115000-$250000, with the possibility of a discretionary bonus
- Goldman Sachs offers a variety of benefits and wellness offerings to its employees, including training and development, firmwide networks, benefits, wellness and personal finance programs, and mindfulness programs.

Not specified.

Competitive benefits and wellness offerings.

Spanish preferred.

Risk Assessment, Analytical Skills, Communication Skills, Technical Proficiency, Online Research, Database Management, Financial Analysis, Intellectual Curiosity, Teamwork, Commercial Judgment, Discretion, Spanish Language, Latin American Research.

Not specified.

Interested candidates can apply through the company's website or through a job search engine.

Qualification and Experience 5-10 years of experience in legal/regulatory, accounting, compliance or other financial roles. CPA, CFA, JD/attorney license, or CFE designations preferred but not required.

Legal