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Director - AML Regulatory Compliance (Global Banks)

Full-time 11 views

In-House

Chicago, IL, United States

Director - AML Regulatory Compliance (Global Banks)

Attorney

RSM US LLP.

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Min 15 yrs required

Full-time

No

Director - AML Regulatory Compliance (Global Banks)

The Director of AML Regulatory Compliance will be responsible for leading and driving the client and talent experience within the Regulatory Compliance Risk Consulting team at RSM. This individual will work collaboratively with national financial services industry and sector leaders to provide strategic thought leadership and direction in response to the evolving needs of the client base. The ideal candidate will have extensive experience in managing a regulatory compliance practice focused on large, complex clients, and the ability to assist in the definition and execution of a strategic vision co-developed with industry and service line leaders.

Responsibilities:

- Drive the client and talent experience within the Regulatory Compliance Risk Consulting team at RSM
- Work collaboratively with national financial services industry and sector leaders to provide strategic thought leadership and direction in response to the evolving needs of the client base
- Lead the development of innovative solutions and approaches to serving clients based on evolving technological tools and trends
- Build and sustain effective third-party relationships with regulatory compliance and automation technology firms
- Enhance the firm's capability to respond to high-profile client needs related to significant, complex compliance remediation and/or program transformation
- Effectively manage, motivate, and mentor multidisciplinary teams to work as a cohesive, client-centric unit in delivering high-quality solutions to sophisticated clients
- Oversee a diverse book of business, maintaining overall responsibility for the effective delivery and engagement risk of all client-related work within the portfolio
- Lead multiple high-profile client relationships simultaneously, while providing leadership on proposal opportunities and ongoing internal initiatives
- Recruit and retain future leaders of the firm, leveraging experience and expertise to advance the professional aspirations and skills of colleagues
- Model the core RSM values of respect, integrity, teamwork, excellence and stewardship in all interactions with clients and team members

Requirements:

- 15+ years of experience with federal regulatory compliance laws and regulations in a financial institution, specialty finance, financial services, regulatory agency, or consulting capacity
- Bachelor's degree in Business or Law
- Excellent verbal, written, and interpersonal communication skills
- Master's degree in Business, a Law degree, or equivalent consulting industry experience preferred
- Practice development and management, marketing, and thought leadership experience preferred
- Significant experience in managing client relationships and leveraging them into new business advisory opportunities
- Professional certification such as CRCM or CAMS preferred
- Ability to travel up to 50% of the time
- Must be eligible to work in the US without requiring sponsorship now or in the future

Benefits:

- Competitive benefits and compensation package
- Personalized, holistic programming for physical, emotional, financial, and community wellbeing
- Generous time off policy with at least 14 paid holidays, wellbeing days, and self-managed time off for associates and above
- Flexibility in schedule to balance life's demands while serving clients
- Equal Employment Opportunity and Affirmative Action employer
- Tools and support for employees to achieve personal and professional goals
- Accommodations for applicants with disabilities available upon request
- Commitment to providing equal opportunity and reasonable accommodation for people with disabilities

Salary Information:

- Compensation range of $144,500 - $307,700

Experience Information:

- 15+ years of experience with federal regulatory compliance laws and regulations
- Experience in managing a regulatory compliance practice focused on large, complex clients
- Experience in leading and developing multidisciplinary teams

Location Information:

- New York
- Chicago
- Washington DC Metro
- Philadelphia
- Dallas

Time Type:

- Full time

Job Requisition ID:

- JR103772

Company Overview:

RSM is the leading provider of professional services to the middle market globally. Our purpose is to instill confidence in a world of change, empowering our clients and people to realize their full potential. We have an unrivaled, inclusive culture and talent experience that is compelling to our clients. At RSM, you'll find an environment that inspires and empowers you to thrive both personally and professionally.

Apply now to join our team as a Director of AML Regulatory Compliance at RSM.

Competitive benefits and compensation package, 14 paid holidays, wellbeing days, self-managed time off, flexibility in schedule

English

Bachelor's degree in Business or Law, Master's degree in Business or equivalent consulting industry experience preferred

Online application through RSM website, or email

Legal

Jul 15, 2024
Apr 01, 2024
Feb 01, 2024
YES

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Job Feedback

In-House

Attorney

Min 15 yrs required

Full-time

Legal

Apr 01, 2024

Jul 15, 2024

Apr 01, 2024

Profile

Director - AML Regulatory Compliance (Global Banks)

The Director of AML Regulatory Compliance will be responsible for leading and driving the client and talent experience within the Regulatory Compliance Risk Consulting team at RSM. This individual will work collaboratively with national financial services industry and sector leaders to provide strategic thought leadership and direction in response to the evolving needs of the client base. The ideal candidate will have extensive experience in managing a regulatory compliance practice focused on large, complex clients, and the ability to assist in the definition and execution of a strategic vision co-developed with industry and service line leaders.

Responsibilities:

- Drive the client and talent experience within the Regulatory Compliance Risk Consulting team at RSM
- Work collaboratively with national financial services industry and sector leaders to provide strategic thought leadership and direction in response to the evolving needs of the client base
- Lead the development of innovative solutions and approaches to serving clients based on evolving technological tools and trends
- Build and sustain effective third-party relationships with regulatory compliance and automation technology firms
- Enhance the firm's capability to respond to high-profile client needs related to significant, complex compliance remediation and/or program transformation
- Effectively manage, motivate, and mentor multidisciplinary teams to work as a cohesive, client-centric unit in delivering high-quality solutions to sophisticated clients
- Oversee a diverse book of business, maintaining overall responsibility for the effective delivery and engagement risk of all client-related work within the portfolio
- Lead multiple high-profile client relationships simultaneously, while providing leadership on proposal opportunities and ongoing internal initiatives
- Recruit and retain future leaders of the firm, leveraging experience and expertise to advance the professional aspirations and skills of colleagues
- Model the core RSM values of respect, integrity, teamwork, excellence and stewardship in all interactions with clients and team members

Requirements:

- 15+ years of experience with federal regulatory compliance laws and regulations in a financial institution, specialty finance, financial services, regulatory agency, or consulting capacity
- Bachelor's degree in Business or Law
- Excellent verbal, written, and interpersonal communication skills
- Master's degree in Business, a Law degree, or equivalent consulting industry experience preferred
- Practice development and management, marketing, and thought leadership experience preferred
- Significant experience in managing client relationships and leveraging them into new business advisory opportunities
- Professional certification such as CRCM or CAMS preferred
- Ability to travel up to 50% of the time
- Must be eligible to work in the US without requiring sponsorship now or in the future

Benefits:

- Competitive benefits and compensation package
- Personalized, holistic programming for physical, emotional, financial, and community wellbeing
- Generous time off policy with at least 14 paid holidays, wellbeing days, and self-managed time off for associates and above
- Flexibility in schedule to balance life's demands while serving clients
- Equal Employment Opportunity and Affirmative Action employer
- Tools and support for employees to achieve personal and professional goals
- Accommodations for applicants with disabilities available upon request
- Commitment to providing equal opportunity and reasonable accommodation for people with disabilities

Salary Information:

- Compensation range of $144,500 - $307,700

Experience Information:

- 15+ years of experience with federal regulatory compliance laws and regulations
- Experience in managing a regulatory compliance practice focused on large, complex clients
- Experience in leading and developing multidisciplinary teams

Location Information:

- New York
- Chicago
- Washington DC Metro
- Philadelphia
- Dallas

Time Type:

- Full time

Job Requisition ID:

- JR103772

Company Overview:

RSM is the leading provider of professional services to the middle market globally. Our purpose is to instill confidence in a world of change, empowering our clients and people to realize their full potential. We have an unrivaled, inclusive culture and talent experience that is compelling to our clients. At RSM, you'll find an environment that inspires and empowers you to thrive both personally and professionally.

Apply now to join our team as a Director of AML Regulatory Compliance at RSM.

Additional info

Online application through RSM website, or email

Company info
Apply for this Attorney job

Upload Resume:

Apply Later

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