Vice President, Assistant General Counsel

5-8 yrs required

Full-time

No

Job Title: Vice President, Assistant General Counsel - Alternative Investments
Location: Boston, San Diego, CA, Fort Mill, SC, Austin, TX, Kansas City, KS
Time Type: Full Time
Salary: $174,640-$261,960/year

Overview:
LPL Financial is seeking a talented and experienced Vice President, Assistant General Counsel to join our legal team. In this role, you will primarily be responsible for managing contracts for the firm's alternative investment offerings. This is a great opportunity to work with cutting-edge technology and be part of a team that is transforming the industry.

Responsibilities:
- Draft, review, and revise agreements with alternative investments sponsors
- Act as a primary legal contact for the firm's alternative investment initiatives
- Provide legal analysis on securities regulations in a transactional context
- Support LPL's alternative investments platform and vendor relationships
- Ensure adherence to contracting processes and standards

Requirements:
- with 5-8 years of experience in alternatives investments at a law firm, asset manager, or broker-dealer
- Direct experience negotiating contracts for alternative investment offerings
- Extensive knowledge of securities regulations and FINRA rules
- Ability to make autonomous decisions in a fast-paced environment
- Strong project management skills

Preferences:
- Experience with fund formation and drafting offering documents for alternative investments
- Experience negotiating commercial contracts

Compensation:
- Base salary range of $174,640-$261,960/year
- Actual salary may vary based on relevant skills, experience, and geographic location
- Comprehensive benefits package including 401K matching, health benefits, paid time off, and more

Why Work at LPL:
- LPL Financial believes that objective financial guidance is a fundamental need for everyone
- As the nation's leading independent broker-dealer, we offer an integrated platform of proprietary technology, brokerage, and investment advisor services
- We provide a supportive and responsive leadership team, and a work environment that encourages creativity and growth
- Our commitment to workplace equality and social responsibility creates an environment where you can do your best work

Join the LPL team and help us make a difference by turning life's aspirations into financial realities. Apply now and become part of our one team on one mission. Principals only. EOE.

Interview Information:
- LPL will only communicate with job applicants from an email address
- We will never conduct an online or chatroom interview
- LPL will not request payment or banking information during an interview
- If you have any questions, please contact our Human Resources Solutions Center at .

Not specified

401K matching, health benefits, employee stock options, paid time off, volunteer time off

Not specified

Contract drafting, legal analysis, negotiation, risk management, compliance, project management

Juris Doctor degree

Log in or create an account on the LPL website

Qualification and Experience Juris Doctor degree

Legal