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ProfileConsultant, ERISA Duties: Providing consulting services to clients through technical access service, providing in-house consulting, conducting seminars, technical research, analysis and special projects as assigned. Answer 1-800 QRP queues. Answer Helpdesk queues. Answer Advanced Helpdesk queues. Conduct Peer Call Reviews. Training. Conduct presentations at the ERISA technical consulting meeting or other internal ERISA department training. Conduct internal advanced ERISA technical training (e.g., Advanced ERISA Focus Classes, live ERISA Edge). Conduct QRP seminars and webinars. Conduct Fall Forum training. Course Development. Design, write, and update advanced internal or external training modules. Legal Retirement Plan Document Drafting. Demonstrate advanced knowledge of retirement plan documents. Forms. Demonstrate an advanced knowledge of retirement plan forms and notices. Draft or update qualified retirement plan forms or notices for use by financial organizations, sponsors and practitioners. Audit employer level qualified retirement plan document preparation. Propose customized text for employer level qualified retirement plan document preparation. Employer Plan Document Reviews. Audit and map prototype document for application in Plan Services Group/Document Compliance Services. Review, audit and map volume submitter plan documents for application in Plan Services. Audit and map specialty plan document and complex individually designed plans for application in Plan Services Group/Document Compliance Services. Independently conduct QRP compliance audits. Fee-for-Service Engagements (Corrections, Controlled Group Determinations, Determination Letter Filings). Independently perform fee-for-service engagements. Independently perform advanced external fee-for-service consultations. Work independently to act as subject matter expert for department/interdepartment projects. Independently manage small to medium size projects. Disputes, Policies, Inquiries and Subpoenas. Complete advanced QRP research projects and present advanced QRP research findings. Write articles for publication in industry journals and publications. Analyze and interpret significant legislative, statutory, regulatory, or case law guidance. Determine the impact significant legislation, regulatory or case law guidance has to the retirement plan community and/or Ascensus products, services, and/or systems. Retirement Technical Knowledge (QRP and specialty plans (e.g., 403(b0, 457, DB, Cash Balance, ESOP, non-qualified, 409A)). Demonstrate an advanced knowledge of QRP and 403(b). Demonstrate a functional knowledge of 457 plans. Demonstrate basic knowledge of the retirement industry including the applicable regulatory agencies (e.g., DOL and IRS). Demonstrate basic knowledge of investment options in retirement plans (e.g., mutual funds, annuities and ETFs) and the associated regulatory agencies (e.g., SEC, FINRA, NAFCU, FDIC, OCC, OTS). Demonstrate a basic knowledge of certain ancillary laws (e.g., securities, estate planning, banking, social security, Medicare, bankruptcy, e-sign). Perform other duties and projects as assigned.
Qualification and Experience
Requirements: CRSP. CFP, CTFA, CFA, CEBS preferred. Insurance or securities licenses preferred. Bachelor’s degree in business, finance, accounting or a related field REQUIRED. CPA, MBA, JD Degree or PMP preferred. Consistently display and model the core values and I-Client philosophy. Demonstrate intermediate proficiency in Outlook and MS Office software applications, specifically Word, Excel, and Power Point. Demonstrate basic proficiency in Access. Demonstrate excellent client service skills. Demonstrate excellent interpersonal skills, professional demeanor and positive attitude. Demonstrate strong organizational and time management skills. Accomplish detail oriented tasks within given timeframes and standards. Ability to prioritize and complete multiple tasks. Demonstrate excellent analytical and problem solving skills. Demonstrate sound business judgment and risk taking. Demonstrate excellent written and oral communication skills. Demonstrate excellent seminar training and presentation skills.
124 8th Avenue NE
Brainerd, MN 56401