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Job info
Company
In-House
Experience
Min 5 yrs required
Location
New Orleans LA, USA
Posted Date
Mar 27, 15
Info Source
Employer
Staff Attorney, Contract Specialist DUTIES: Responsible for pre-award functions, post-award negotiations, and post-award functions for a variety of technical services and/or product contracts (ex: IT services needed to design, develop, test and install software; hardware procurement and delivery; consulting services; training; maintenance and support; research activity; and data conversion): Reviews pre bid RFP and provides general summary of the Terms and Conditions (T&...
Company
In-House
Experience
Min 7 yrs required
Location
Jersey City NJ, USA
Posted Date
Mar 27, 15
Info Source
Employer
Vice President - Regulatory Relations Duties: Handle, and manage staff that handles, the management and oversight of examinations of firm’s domestic regulated subsidiaries by the Securities and Exchange Commission (SEC), Federal Reserve Bank of New York (FRBNY) and New York State Department of Financial Services (NYSDFS), Act as a liaison and central point of contact for regulators and regulatory requests outside the examination context, Responsible for regulatory-relate...
Company
In-House
Experience
3-4 yrs required
Location
Cathedral City CA, USA
Posted Date
Mar 27, 15
Info Source
Employer
1940 Act Attorney The candidate will join the legal group of a growing mutual fund and exchange-traded fund services business. Responsibilities include, among other things: drafting and reviewing initial closed-end and open-end, multi-class mutual fund registration statements to ensure disclosure requirements are met; preparing annual updates to registration statements; ensuring timely and accurate regulatory filings, including registration statement amendments, exchange l...
Company
In-House
Experience
Min 5 yrs required
Location
Irving TX, USA
Posted Date
Mar 27, 15
Info Source
Employer
Compliance Officer (State Law RCM Coordinator) Duties: Implement key state regulations into the US Consumer Regulatory Control Matrix (RCM) Program. Working with key stakeholders (Product Compliance, Legal) to identify key state regulations for each US Consumer business, and maintaining the inventory of key regulations in the RCM system. Will support the regulatory change management process for RCM. Implementation of key state regulations in the US Consumer Regulatory Co...
Company
In-House
Experience
Min 5 yrs required
Location
Ridgewood NJ, USA
Posted Date
Mar 27, 15
Info Source
Employer
Chief Compliance Officer The candidate will be responsible for the administration of Corporate Compliance at company System, including its hospital, home care agency, and growing medical practice. Will be responsible for leadership and direction of the compliance program throughout the System and works collaboratively with system staff/representation and external regulatory agencies facilitating the fulfillment of regulatory requirements. Reports to: Vice President Legal A...
Company
In-House
Experience
7-10 yrs required
Location
Denver CO, USA
Posted Date
Mar 27, 15
Info Source
Employer
Merger and Acquisition Attorney The candidate will have direct and full responsibility for running Merger and Acquisition transactions to work as part of the corporate team tasked with Merger and Acquisition responsibilities in an in-house CPG setting. Will spend the majority of time working directly with the EVP, Corporate Strategy. Will help to support operational business units as Merger and Acquisition workload allows. Financial transactions to support Treasury functio...
Company
In-House
Experience
3-4 yrs required
Location
San Carlos CA, USA
Posted Date
Mar 27, 15
Info Source
Employer
1940 Act Attorney The candidate will join the legal group of a growing mutual fund and exchange-traded fund services business. Responsibilities include, among other things: drafting and reviewing initial closed-end and open-end, multi-class mutual fund registration statements to ensure disclosure requirements are met; preparing annual updates to registration statements; ensuring timely and accurate regulatory filings, including registration statement amendments, exchange l...
Company
In-House
Experience
3-4 yrs required
Location
Banning CA, USA
Posted Date
Mar 27, 15
Info Source
Employer
1940 Act Attorney The candidate will join the legal group of a growing mutual fund and exchange-traded fund services business. Responsibilities include, among other things: drafting and reviewing initial closed-end and open-end, multi-class mutual fund registration statements to ensure disclosure requirements are met; preparing annual updates to registration statements; ensuring timely and accurate regulatory filings, including registration statement amendments, exchange l...
Company
In-House
Experience
3-4 yrs required
Location
Arcata CA, USA
Posted Date
Mar 27, 15
Info Source
Employer
1940 Act Attorney The candidate will join the legal group of a growing mutual fund and exchange-traded fund services business. Responsibilities include, among other things: drafting and reviewing initial closed-end and open-end, multi-class mutual fund registration statements to ensure disclosure requirements are met; preparing annual updates to registration statements; ensuring timely and accurate regulatory filings, including registration statement amendments, exchange l...
Company
In-House
Experience
Min 6 yrs required
Location
New York City NY, USA
Posted Date
Mar 27, 15
Info Source
Employer
Deputy Officer, Negotiation Duties: Negotiating and managing the International Swap and Derivatives Association (ISDA) and other similar contracts between the firm and our customers. Supports the firm’s global derivatives business by providing essential negotiation and contract administration support for the firm’s Platinum and Priority counterparties. Will be assigned a specific group of high priority clients and will be responsible to ensure that the more complex a...
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