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32 jobs found for

Regulatory Paralegal Jobs in Manhattan Beach

Job info
Company
In-House
Experience
Min 2 yrs required
Location
El Segundo, CA
Posted Date
Jun 23, 17
Info Source
Employer
Paralegal - Wealth Management The... documents. Review and prepare regulatory responses and documents. Interact... with State and Federal regulators, as needed. Perform legal research under the supervision of attorneys. Create and maintain system to organize files, contracts and other legal... read more
Company
Law Firm
Experience
Min 1 yrs required
Location
Santa Monica, CA
Posted Date
Jun 07, 17
Info Source
Employer
Licensing Specialist Paralegal Duties: Supports the California... set appointments with local regulatory agencies on behalf of... the firm and clients. Ensuring documentation is properly filed in physical and electronic records, creating digital bookmarks, indexes or tags for easy reference. Coordinate... read more
Company
Law Firm
Experience
Location
Beverly Hills, CA
Posted Date
May 17, 17
Info Source
Recruiter
registration process. Complete required regulatory annual filings. Create and/or... Major, a plus) and/or Paralegal Certificate from an ABA... Certified program and 1 2 years of experience in the securities industry required. Series 6, 7, 24, 66 or 65 preferred. Working... read more
Company
Law Firm
Experience
1-2 yrs required
Location
Beverly Hills, CA
Posted Date
Jun 20, 17
Info Source
Employer
Paralegal/Legal Assistant Duties: Maintain and... registration process; Completing required regulatory annual filings; Creating and/or... revising RIA disclosure documents, advisory agreements, and compliance documents; Reviewing marketing materials; Reviewing and/or drafting employment agreements; Formation of legal entities; Travel during portions of the... read more
Company
In-House
Experience
Min 3 yrs required
Location
Los Angeles, CA
Posted Date
Jun 23, 17
Info Source
Employer
Contracts and Compliance Paralegal Duties: Reviewing, analyzing, modifying... department and operational needs. Managing the contract database for accuracy and completeness. Tracking non-standard contract exceptions. Handling general contract inquiries from business stakeholders. Provide regulatory, compliance and corporate support... to legal department.... read more
Company
In-House
Experience
Min 3 yrs required
Location
Los Angeles, CA
Posted Date
Jun 23, 17
Info Source
Employer
system. Configuring system to provide solutions for various department and operational needs. Managing the contract database for accuracy and completeness. Tracking non-standard contract exceptions. Handling general contract inquiries from business stakeholders. Provide regulatory, compliance and corporate support... to legal department.... read more
Company
In-House
Experience
3-5 yrs required
Location
Los Angeles, CA
Posted Date
Jun 21, 17
Info Source
Employer
responsible for supporting the Regulatory Compliance and Product Liability... openings. Apply statutory and regulatory standards relating to content,... Should preferably have ABA-approved Paralegal Certificate. Must have 3-5... years of relevant experience. Legal experience is preferred. Proficiency in Microsoft Word, Excel,... read more
Company
In-House
Experience
Min 5 yrs required
Location
Los Angeles, CA
Posted Date
Jun 22, 17
Info Source
Employer
performing customer, loan and regulatory diligence; on-going portfolio maintenance;... bank policies, procedures and regulatory requirements; may review and/or... prepare loan related documents; may provide guidance and training to other team members. Individual contributor generally recognized as a subject matter expert... read more
Company
Law Firm
Experience
Location
Los Angeles, CA
Posted Date
Mar 30, 17
Info Source
Recruiter
firm boasts a solid regulatory and administrative law practice... 20% below market. Real Estate Paralegal Duties: Will participate as... A Bachelor's degree and paralegal certificate or appropriate job-related... a commercial real estate paralegal with finance experience. Substantial... title and survey experience.... read more
Company
Law Firm
Experience
Location
Los Angeles, CA
Posted Date
Apr 03, 17
Info Source
Recruiter
estate planning, government and regulatory affairs, health law, intellectual... large law firms. Private Client Paralegal Duties: Compile information, computations... notary. College degree and paralegal certificate or equivalent; Satisfies... years experience as a paralegal with a law firm... or financial institution, specializing... read more
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