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22 jobs found for

Regulatory Paralegal Jobs in Manhattan Beach

Job info
Company
In-House
Experience
Min 2 yrs required
Location
El Segundo, CA
Posted Date
Aug 11, 17
Info Source
Employer
Paralegal (Wealth/Asset/Retirement) The candidate will... documents. Review and prepare regulatory responses and documents. Interact... Bachelor’s degree is preferred. Paralegal Certification is a plus.... Prior SEC, stock exchange filing and/or corporate governance experience is a plus. Recommended 2+ years of experience... read more
Company
In-House
Experience
Min 2 yrs required
Location
El Segundo, CA
Posted Date
Aug 09, 17
Info Source
Employer
Paralegal - Wealth Management The... documents. Review and prepare regulatory responses and documents. Interact... with State and Federal regulators, as needed. Perform legal research under the supervision of attorneys. Create and maintain system to organize files, contracts and other legal... read more
Company
Law Firm
Experience
Location
Santa Monica, CA
Posted Date
Jun 08, 17
Info Source
Recruiter
have the most. Licensing Specialist Paralegal Duties: Supports the California... set appointments with local regulatory agencies on behalf of... Bachelor s degree preferred. Paralegal education or experience a... Licensing, Zoning or comparable regulatory agencies, a plus. Must... have strong interpersonal skills,... read more
Company
Recruiter
Experience
Min 1 yrs required
Location
Century City, CA
Posted Date
Jul 12, 17
Info Source
Recruiter
Litigation Secretary The candidate should have both state and federal filing experience. Some corporate and regulatory experience is preferred.... read more
Company
Law Firm
Experience
Location
Beverly Hills, CA
Posted Date
Jun 21, 17
Info Source
Recruiter
registration process; Completing required regulatory annual filings; Creating and/or... Major, a plus) and/or Paralegal Certificate from an ABA... Certified program. Series 6, 7, 24, 66 or 65 preferred. 1 2 years experience in the securities industry. Working knowledge of Investment... read more
Company
Law Firm
Experience
Location
Beverly Hills, CA
Posted Date
Jul 12, 17
Info Source
Recruiter
registration process; Completing required regulatory annual filings; Creating and/or... Major, a plus) and/or Paralegal Certificate from an ABA... Certified program is essential. Series 6 and/or Series 7 and/or series 24, series 66 or series 65 preferred (we can hold your... read more
Company
In-House
Experience
Min 3 yrs required
Location
Los Angeles, CA
Posted Date
Aug 16, 17
Info Source
Employer
Contracts and Compliance Paralegal Duties: Reviewing, analyzing, modifying... department and operational needs. Managing the contract database for accuracy and completeness. Tracking non-standard contract exceptions. Handling general contract inquiries from business stakeholders. Provide regulatory, compliance and corporate support... to legal department.... read more
Company
In-House
Experience
Min 3 yrs required
Location
Los Angeles, CA
Posted Date
Aug 16, 17
Info Source
Employer
system. Configuring system to provide solutions for various department and operational needs. Managing the contract database for accuracy and completeness. Tracking non-standard contract exceptions. Handling general contract inquiries from business stakeholders. Provide regulatory, compliance and corporate support... to legal department.... read more
Company
In-House
Experience
Min 5 yrs required
Location
Los Angeles, CA
Posted Date
Jul 23, 17
Info Source
Employer
Paralegal The candidate will assist... drafting and filing certain regulatory filings. Handle entity billing.... background preferred. Certified as Paralegal. Strong analytical and communication... skills (both written and verbal) and proficient in MS Word, Excel and Outlook required. Previous investment management... read more
Company
In-House
Experience
Min 5 yrs required
Location
Los Angeles, CA
Posted Date
Jul 22, 17
Info Source
Employer
Paralegal (Mutual Fund) The candidate... review of mutual fund regulatory filings. Liaise with and... working in corporate law firms or in-house legal departments required. Must be Certified as Paralegal. Previous investment management experience... or knowledge in the industry a plus.... read more
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