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be comfortable with advising clients on investment fund structuring, formation, and... operation and with negotiating and drafting related documentation. Large law firm experience or relevant in-house experience is strongly preferred.... read more
Policy and Research Analyst, Economic Freedom
Duties: Publicly engage through participation on panels and in other events, as well as to engage in research, analysis, and development of products including policy... read more
The candidate provides counsel to the life insurance... companies issuing variable/fixed annuities and variable life insurance on federal and state securities and insurance compliance and regulatory matters. Provides ongoing... read more
Planner III FFA
The candidate will be responsible for developing relationships with clients and prospective clients to provide comprehensive financial planning and strategies to facilitate the growth of company Financial Advisors. Develops financial plans for the most complex ultra high...
the Firm’s broker-dealer and investment advisory Distribution and Product... the broker dealer and investment advisor industries. Act as... DOL and ERISA developments. Counsel company management on IRS,... DOL and ERISA, including by identifying risks and proposing alternative structures to mitigate...
ERISA relating to our investment products and strategies. Will... required. Experience with the Investment Advisers Act of 1940,... the Investment Company Act of 1940,... in drafting and negotiating investment management agreements with pension... of overseeing work done by external counsel....
in every transaction. Supporting negotiations with other corporations on the use of their IP to both minimize the cost/impact to RMS and to protect the RMS IP. Reviewing key pursuits and investment efforts to help support... the RMS-wide IP strategy....
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Director, Assistant General Counsel – Commercial Bank
The... and overseeing outside legal counsel as needed in an... comprehensive support. Deliver legal counsel and expertise on the... development of new products and services, industry laws and regulations, dealer management, marketing and...
Compliance Attorney - Mortgage Banking
The candidate will join the growing Financial Institutions Regulatory Practice Group. Will represent mortgage lenders, brokers, servicers, and related companies before federal and state regulatory authorities, including the CFPB, HUD, DOJ, FDIC, FTC, the Federal...
Senior Manager, Senior Counsel - Commercial Bank Legal... Managing and coordinating outside counsel, when necessary. Analyze new... federal and state laws for applicability and impact to the business; coordinate implementation of new laws with compliance, risk and business partners. Work...
of legal and commercial investment terms and extensive client... counsel or working with private investment funds representing (i) fund... US and non-US private investment funds, related vehicles and... investment advisers, and ongoing counseling... various types of private investment funds and separate managed......