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Investment Adviser Regulatory Counsel Jobs in North Carolina

Job info
Company
In-House
Experience
7-10 yrs required
Location
Charlotte, NC
Posted Date
Aug 14, 17
Info Source
Employer
report to the Chief Counsel, responsible for the Corporate... Communications functions. Advise on regulatory inquiries from the SEC... and other regulatory authorities. Draft and review... changes in the law, regulatory pronouncements, and regulatory enforcement... counsel of 1934, and the Investment Advisers Act of 1940....... read more
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