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Investment Adviser Regulatory Counsel Jobs in North Carolina

Job info
7-10 yrs required
Charlotte, NC
Posted Date
Aug 14, 17
Info Source
report to the Chief Counsel, responsible for the Corporate... Communications functions. Advise on regulatory inquiries from the SEC... and other regulatory authorities. Draft and review... changes in the law, regulatory pronouncements, and regulatory enforcement... counsel of 1934, and the Investment Advisers Act of 1940....... read more
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