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24 jobs found for

Banking Compliance Attorney Jobs in Tampa

Job info
Company
Law Firm
Experience
2-5 yrs required
Location
Tampa, FL
Posted Date
Jun 24, 17
Info Source
Employer
Financial Services Regulatory Compliance Attorney The candidate must... have 2-5 years of financial services regulatory compliance, licensing, or enforcement experience.... Candidate with experience in the financial services practice of a major law firm or banking agency highly preferred.... read more
Company
Law Firm, Gilbert Garcia Group
Experience
Min 1 yrs required
Location
Tampa, FL
Posted Date
Jun 20, 17
Info Source
Employer
Compliance Attorney/Officer The candidate will... implement / maintain Firm compliance program, including Firm’s core... regulations; and establish a compliance focal point. Develop /... namely train on legal compliance training, what the legal... procedures are; monitor the compliance plan for periodic updates... compliance... read more
Company
In-House
Experience
Min 5 yrs required
Location
Tampa, FL
Posted Date
Jun 24, 17
Info Source
Employer
reporting for various projects (Compliance Risk Appetite Framework metrics,... with various stakeholders globally (Compliance, Risk Management, Governance, Financial... and collate the weekly Compliance Risk Review Scenario Effectiveness... and Prioritization trackers, monthly Scenario Performance Oversight Committee meeting artifacts, weekly Production Issues... read more
Company
In-House
Experience
Location
Tampa, FL
Posted Date
Jun 24, 17
Info Source
Employer
flag issues and determine compliance with firm and regulatory... Group, a unit within Compliance and Operational Risk Control... (C&ORC) for Wealth Management Americas. Conducts annual, regulatory mandated inspections of our branch offices nationwide. Responsible for conducting independent and rigorous branch... read more
Company
In-House
Experience
Min 7 yrs required
Location
Tampa, FL
Posted Date
Jun 24, 17
Info Source
Employer
that will ensure ICG’s compliance to global and local... Anti-Money Laundering (AML) KYC policies and standards and facilitate sustainable business and operations implementation, to meet ICG’s regulatory commitments on a timely basis and with high quality. Key Responsibilities: Manage and... read more
Company
In-House
Experience
Min 7 yrs required
Location
Tampa, FL
Posted Date
Jun 22, 17
Info Source
Employer
and bank fiduciary standards, compliance rules, regulatory requirements, practices... accounts to ensure proper compliance; effectuate necessary account changes... cross-sales to/from IRM partners. Keep up-to-date on legal issues, regulations, investment and tax issues, trends and developments in the trust banking industry.... read more
Company
In-House
Experience
Min 15 yrs required
Location
Tampa, FL
Posted Date
Jun 15, 17
Info Source
Employer
Offerings and Services Regulatory Compliance Counsel The candidate will... legal support for regulatory compliance of company offerings and... offerings and services regulatory compliance subgroup. Will be responsible... offerings and services regulatory compliance subgroup, for (i) performing... and designing and implementing compliance programs for offerings and... compliance... read more
Company
In-House
Experience
Min 5 yrs required
Location
Tampa, FL
Posted Date
Jun 22, 17
Info Source
Employer
of responsibility and ensuring compliance with legal requirements, minimizing... support. Work with the compliance team, ensure fee-for-value programs... resolution. Work with the compliance team to respond to... regulatory inquiries and complaints. Support contracting through negotiation of provider contracts, and provider... read more
Company
In-House
Experience
Min 5 yrs required
Location
Tampa, FL
Posted Date
Jun 21, 17
Info Source
Employer
redlines/contract draft versions, ensuring compliance with company policies and... procedures in processing contract requests and engaging the appropriate support as needed. Will develop strong, value-added working relationships with internal and external customers and suppliers and demonstrate sound management of assigned... read more
Company
Recruiter
Experience
Location
Tampa, FL
Posted Date
Jun 22, 17
Info Source
Recruiter
Corporate Attorney The candidate focuses primarily... on corporate and business matters, providing general business advice to emerging growth and middle market companies, capital raising transactions, including private placements of debt and equity and venture capital, mergers and acquisitions, and business... read more
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