Save your search progress and never miss an update
Director, MRTS Regulatory Compliance The candidate will... manage key regulatory and compliance functions for... Market Regulation and Transparency Services (MRTS). Manage responses to SEC inspections and oversights, manage responses to government access requests, ensure timely completion of audit commitments, and...
Principal Analyst, Regulatory Services Management - Full... - $200,200 (Based on Location and Experience) Responsibilities: • Managing the Change Control/Request and RSA Exchange Regulatory Oversight Committee (ROC) reporting... processes. • Developing and implementing solutions to improve the effectiven...
strives to make our career site accessible to all users. If you need a disability-related accommodation for completing the application process, please contact FINRA’s accommodation help line at . Please note that this number is exclusively for inquiries regarding application...
Senior Employee Relations Manager **Organization** is seeking a Senior Employee Relations Manager to join its People Solutions Department. The Senior Employee Relations Manager will be responsible for conducting investigations into employee complaints and allegations of misconduct, identifying risks, providing...
Information: $85,000 - $100,000 per year Job Title: Lead Policy and Dispute Analyst - HRSA/NPDB Experience Information: Bachelor's Degree in a relevant field Experience in records/document management Experience working in Federal...
Director, Cyber-Enabled Fraud and Analytics - Any FINRA Location Full time Posted Yesterday Job Requisition ID: R-007655 The Senior Director within FINRA’s Cyber and Analytics Unit (CAU) leads the Cyber-Enabled Fraud (CEF) team responsible for overseeing...
friendly job title: Senior Director, Special Investigations Unit - Any FINRA Location H1: Senior Director - Special Investigations Unit H2: Job Description and Responsibilities Bold Headlines: - Join the leading securities regulator in the US -...
Job Title: Associate General Counsel at ZeniMax Media Inc. H1 Heading: Join ZeniMax Media as an Associate General Counsel H2 Heading: Immediate Opening for an Associate General Counsel at ZeniMax Media Summary: ZeniMax Media Inc., a...
meet all client and regulatory requirements. Daily work is... distributed to all of the team members for completion each day. Maintain a working knowledge of work rules and/or changes of these rules governing chronologies. Complete daily workload and ensures that...
Counsel - Draft and prosecute patent applications for life science products and technologies with GSK, a global biopharmaceutical company dedicated to advancing healthcare and making a positive impact on the lives of patients. This role offers the opportunity to work...