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Associate — Corporate — Investment Funds Regulatory H1:... as an Associate in Investment Funds Regulatory Practice ... Seeking Experienced Associate in Investment Funds Regulatory Practice ... of Associate in the Investment Funds Regulatory Practice. This... is a great opportunity...
Firm is seeking an Investment Funds Regulatory Associate ... regulatory experience for its Investment Funds Regulatory Practice. The... working knowledge of the Investment Advisers Act of 1940... and the Investment Company Act of 1940.... Priva...
firm is seeking an Investment Management Associate Attorney for... years of experience in investment management law, including extensive... knowledge of the Investment Company Act of 1940,... the Investment Advisers Act of 1940,... Act have experience representing registered investment companies, private funds, and......
Associate - Investment Services: Opportunity at Prestigious... H1: Join our Investment Services Team at Vedder... associate to join our Investment Services team in one... of our multiple offices. With a strong focus on career development and exceptional client service,...
years of relevant experience. The ideal candidate will be crucial in advising registered investment advisors and broker-dealers on... regulatory and compliance matters, demonstrating expertise in the Investment Advisers Act of 1940... and the Investment Company Act of 1940.Job... Details:Duties:Provide co...
firm is seeking an Investment Services Associate Attorney to... multiple matters simultaneously, primarily dealing with registered investment companies, investment advisers, and... federal securities laws compliance. Duties:Manage multiple matters concurrently within the realm of investment servicesProvide legal counsel on... regulatory and com...
guidance to clients on matters related to registered investment companies, including mutual funds,... ETFs, closed-end funds, interval funds, tender offer funds, and business development companies. They will also advise investment advisers on business and... regulatory matters, collaborating closely with clients,...
is seeking a Corporate Investment Funds Regulatory Associate Attorney... should comprehensively understand the Investment Advisers Act of 1940... and the Investment Company Act of 1940,... with additional experience in private equity and hedge fund formation.Duties:Provide legal counsel and support on...
to Senior-level Financial Services Compliance and Regulatory Associate The candidate must have 4+ years of with and counseling registered investment advisors and broker-dealers on... including issues concerning the Investment Advisers Act of 1940... and the Investment Company Act of 1940.......
General Counsel, Broker-Dealer/Investment Advisor Group The candidate will work with the Vice President, Broker-Dealer/Investment Adviser Group, to develop and direct OGC's program with respect to regulatory matters requiring specialized expertise in the regulation of broker-dealer/investment advisers (BD/IAs), including rendering independent...