Closed-End Funds Associate Attorney

4-20 yrs required

Full-time

No

A law firm in Washington, DC is actively seeking a Closed-End Funds Associate Attorney with a focus on registered investment companies, particularly closed-end investment companies. The ideal candidate should have significant expertise in the Investment Company Act and Investment Advisers Act, with knowledge of rules applicable to closed-end investment companies under federal securities laws and relevant exchanges. Experience with exchange-traded funds, variable insurance products, business development companies, investment advisers, and/or commodities work is a plus.

Duties:

• Apply extensive knowledge of the Investment Company Act and Investment Advisers Act to legal matters.
• Provide legal advice on closed-end investment companies, with a focus on listed funds.
• Ensure compliance with federal securities laws and rules of relevant exchanges.
• Handle legal matters related to exchange-traded funds, variable insurance products, business development companies, investment advisers, and commodities (if applicable).
• Collaborate with internal teams and clients to address legal issues in the investment funds industry.
• Stay informed about regulatory changes and industry developments.

Requirements:

• Juris Doctor (.) degree from an accredited law school.
• Admission to the Bar in the relevant jurisdiction.
• 5+ years of experience working with registered investment companies, specifically closed-end investment companies.
• Significant expertise in the Investment Company Act and Investment Advisers Act.
• Knowledge of rules applicable to closed-end investment companies under federal securities laws and relevant exchanges.
• Experience with exchange-traded funds, variable insurance products, business development companies, investment advisers, and/or commodities (preferred).
• Large law firm, in-house, or regulatory agency experience is preferred.

Skills:

• In-depth knowledge of the Investment Company Act and Investment Advisers Act.
• Expertise in closed-end investment companies, particularly listed funds.
• Familiarity with rules governing closed-end funds under federal securities laws.
• Strong analytical and problem-solving skills.
• Effective communication and interpersonal skills.
• Ability to stay current on regulatory changes and industry trends.

Legal