Compliance Counsel

2-5 yrs required

Full-time

No

SEO FRIENDLY JOB TITLE:
Compliance Counsel - Remote (East Coast Region)

H1: Join Our Team as a Compliance Counsel

H2: Help Ensure Company Compliance with Legal Requirements

BOLD HEADLINES:
- Stay Abreast of Relevant Legal Developments
- Develop and Implement Compliance Strategies
- Analyze Business and Compliance Data
- Promote Company Interests and Relationships
- Manage Corporate Filings and Adhere to Code of Ethics

COMPANY OVERVIEW:
Join a dynamic and growing company as a Compliance Counsel, responsible for ensuring that the company complies with relevant laws and policies. As our Compliance Counsel, you will stay up-to-date on legal developments, interpret laws, and create and implement policies to maximize compliance and mitigate risk. With a focus on emerging market trends and technological advancements, you will work with various departments to ensure the company is taking appropriate measures to comply with regulations.

ESSENTIAL DUTIES AND RESPONSIBILITIES:
- Recommend and develop compliance strategies across the organization
- Stay abreast of legal developments and analyze their applicability
- Review and revise company policies to ensure compliance
- Monitor federal and state legislative and regulatory developments
- Develop compliance materials and resources for each state
- Analyze business and compliance data for action plans
- Create educational materials for internal and external use
- Participate in industry-specific training and programs
- Promote company interests and relationships
- Manage corporate filings and adhere to Code of Ethics

QUALIFICATION REQUIREMENTS:
- Strong organizational and prioritization skills
- Ability to research and respond promptly and accurately
- Problem-solving and analytical skills
- Independent decision-making and flexibility
- Willingness to take on special compliance projects
- Ability to maintain confidentiality and comply with policies
- Team player with effective communication skills
- Proficient in PC skills, including Microsoft Office
- Willingness to travel and work overtime or weekends as needed

EDUCATION AND EXPERIENCE:
- Law degree from an accredited school and license to practice
- 2-5 years of legal experience
- Demonstrated leadership and organizational abilities
- Experience with legislative and regulatory matters preferred

EEO STATEMENT:
Join our diverse and inclusive team at CATIC Financial, Inc. and its subsidiaries. We are committed to providing equal employment opportunities to all employees and applicants without discrimination based on race, color, religion, sex, national origin, age, disability, or genetics. We comply with all applicable state and local laws and ensure equal treatment in all aspects of employment.

this policy applies to all terms and conditions of employment, including recruiting, hiring, placement, promotion, termination, layoff, recall, transfer, leaves of absence, compensation and training

Legal