Senior Legal Specialist - Governance & Securities

2-3 yrs required

Full-time

No

This job opening is posted in R185695.

Salary Information:

Salary Range: $90,000-$130,000

Salary Frequency: Annually

Bonus Eligibility: Yes

Benefits Offered: Medical, Dental, Vision, Life Insurance, Disability, 401K, and Paid Time Off

Job Title: Senior Legal Specialist - Governance & Securities

Experience:

At least 2 years of paralegal or project/process management experience with either an in-house legal department or a law firm

3+ years of paralegal experience or project/process management with either an in-house legal department or law firm, with a focus in corporate governance and securities

Capital One is currently seeking a Senior Legal Specialist to join their Governance and Securities team in the Legal Department. This role will support a range of corporate governance and securities matters and will play a crucial role in supporting Capital One's Board of Directors and SEC reporting and public disclosure processes. The ideal candidate will have experience in paralegal work or project/process management, with a focus in corporate governance and securities.

Responsibilities for this role include project management of Environmental, Social, and Governance initiatives, conducting research and benchmarking on governance practices, tracking and summarizing shareholder proposals, supporting Board and committee meetings, maintaining corporate secretarial functions, and responding to requests for information related to corporate transactions and regulatory inquiries.

The Senior Legal Specialist will also work closely with internal legal counsel and business partners to improve existing business practices and procedures, assist with periodic audits and regulatory examinations, and support the creation and filing of documents with the Securities and Exchange Commission. Additionally, this role will assist with the drafting, updating, and implementation of corporate governance policies and procedures.

Basic qualifications for this position include a High School Diploma, GED or equivalent certification, or military experience, as well as at least 2 years of paralegal or project/process management experience with either an in-house legal department or a law firm. Preferred qualifications include 3+ years of experience with a focus in corporate governance and securities, strategic thinking skills, and the ability to multitask and work in a fast-paced environment.

This role offers a comprehensive and competitive benefits package, including medical, dental, vision, life insurance, disability, 401K, and paid time off. The salary range for this position is $90,000-$130,000 annually, with bonus eligibility.

If you have a passion for corporate governance and securities and are looking to join a dynamic team of legal professionals, apply for the Senior Legal Specialist role at Capital One today.

Not specified

Comprehensive, competitive, and inclusive set of health, financial, and other benefits

Not specified

Project management, research, data analysis, communication, strategic thinking, problem solving, multitasking, organizational, decision-making, continuous improvement

High School Diploma, GED, or equivalent certification

Complete a pre-employment screening

Qualification and Experience High School Diploma, GED, or equivalent certification, military experience

Legal