Global Asset Manager Regulation Associate Attorney

2-9 yrs required

Full-time

No

A law firm in Washington, DC is seeking a Global Asset Manager Regulation Associate Attorney with expertise in the Investment Advisers Act and federal securities laws. The ideal candidate will have 4-6 years of asset management regulatory experience and a background in advising clients on cross-border regulatory matters.

Duties:

• Provide legal advice and guidance to clients on asset management regulatory matters.
• Advise clients on compliance with the Investment Advisers Act and other federal securities laws.
• Assist clients in navigating cross-border regulatory issues related to asset management.
• Review and analyze regulatory filings and disclosures.
• Draft and negotiate agreements and contracts related to asset management activities.
• Conduct legal research on relevant laws, regulations, and industry trends.
• Collaborate with internal teams and external partners to develop regulatory strategies.
• Assist with regulatory examinations and investigations as needed.
• Stay abreast of developments in asset management regulation and advise clients accordingly.

Requirements:

• 4-6 years of asset management regulatory experience.
• Strong understanding of federal securities laws, particularly the Investment Advisers Act.
• Previous experience at a large law firm, or a combination of law firm and in-house or regulatory agency experience.

Education and Certifications:

• Juris Doctor (JD) degree from an accredited law school.
• Admission to the State Bar or eligibility for admission.

Skills:

• Knowledge of the Investment Advisers Act and federal securities laws.
• Excellent analytical and problem-solving skills.
• Strong communication and interpersonal skills.
• Ability to work effectively in a fast-paced and dynamic environment.
• Experience advising clients with diverse product lines is a plus.
• Experience advising on cross-border regulatory matters is a plus.

Legal