AVP, Associate Counsel, Institutional Services

4-7 yrs required

Full-time

No

LPL Financial LLC (“LPL”) is an Equal Opportunity Employer and is committed to diversity in its workforce. We encourage applicants from a diverse background to apply.

H1: LPL Financial is Hiring an AVP, Associate Counsel for Institutional Services
H2: Join Our Team and Provide Dynamic Legal Advice for a Growing Company

Job Title: AVP, Associate Counsel, Institutional Services
Job Type: Full Time
Job Location: United States
Job Requisition ID: R-036240

Summary:

LPL Financial is seeking an experienced attorney to join their Institutional Services Legal Team and provide risk-based legal advice for their industry-leading business. This role will involve drafting and negotiating contracts, providing legal guidance on securities and banking regulations, and collaborating with various teams within the company. The ideal candidate will have a JD from a nationally accredited law school and 4-7 years of experience in commercial contracts. LPL offers a competitive salary and benefits package, as well as a diverse and inclusive work environment.

Responsibilities:

- Draft, negotiate, and close a high volume of networking agreements for LPL's financial institution clients.
- Provide sound advice on federal and state securities, banking, and insurance laws and regulations.
- Collaborate with colleagues and teams to drive thought leadership in the financial services industry.
- Continuously review and improve policies and processes to increase efficiency and effectiveness.

Requirements:

- JD from a nationally accredited law school and admitted to practice law in at least one . jurisdiction.
- 4-7 years of experience in drafting and negotiating commercial contracts.
- Experience in the financial services industry, particularly with FINRA rules, Investment Advisers Act, Securities Act of 1934, and federal banking laws and regulations.

Core Competencies:

- Strong organizational and project management skills.
- Excellent communication, writing, and analytical skills.

Salary Information:

- Pay Range: $137,520-$206,280/year
- Actual base salary varies based on relevant skills, experience, education, and location.
- LPL offers a competitive total rewards package including 401K matching, health benefits, stock options, paid time off, and more.

Join the LPL Team:

LPL Financial is an Equal Opportunity Employer and values diversity in its workforce. They encourage applicants from all backgrounds to apply and are committed to providing a supportive and inclusive work environment.

Not specified

401K matching, health benefits, employee stock options, paid time off, volunteer time off

Not specified

Legal advice, Drafting, Negotiation, Risk Management, Compliance, Project Management, Communication, Writing, Analytical

JD from a nationally accredited law school

Apply through the company's website or job listing

Qualification and Experience JD from a nationally accredited law school, admitted to practice law in at least one jurisdiction in the U.S.

Legal