Vice President, Assistant General Counsel

5-8 yrs required

Full-time

No

LPL Financial is an Equal Opportunity Employer.

Vice President, Assistant General Counsel at LPL Financial
Location: Boston, MA; Fort Mill, SC; San Diego, CA; Austin, TX; Kansas City, KS
Full Time, Posted Yesterday
Job Requisition ID: R-035369

- Exciting opportunity to join a dynamic and innovative legal team at a leading financial services firm.
- Work with cutting-edge technology and be a part of a team that is transforming the industry.
- Competitive salary range of $174,640-$261,960/year with a comprehensive benefits package.

Job Overview:

LPL Financial is seeking a Vice President, Assistant General Counsel to join our legal team in one of the following locations: Boston, MA; Fort Mill, SC; San Diego, CA; Austin, TX; or Kansas City, KS. In this role, you will be responsible for contracting for the firm's alternative investment offerings, including hedge funds, private credit funds, private equity funds, REITs, qualified opportunity zone funds, and other alternative offerings. You will work closely with various business groups, including products, compliance, and operations, to support LPL's alternative investments platform.

Responsibilities:

- Draft, review, and revise agreements with alternative investment sponsors for onboarding onto LPL's platform.
- Act as the primary legal contact for the firm's alternative investment initiatives.
- Provide legal analysis on securities regulations in a transactional context.
- Support LPL's alternative investments platform and vendor relationships.
- Ensure adherence to contracting processes and standards, including those related to risk allocation and data security.

Requirements:

- with 5-8 years of experience working with alternative investments at a law firm, asset manager, or broker-dealer.
- Direct experience negotiating contracts for alternative investment offerings.
- Extensive knowledge of the Investment Company Act of 1940, Investment Advisers Act of 1940, Securities Act of 1933, Exchange Act of 1934, and FINRA rules.
- Ability to identify and make decisions in a fast-paced environment.
- Strong project management skills and ability to meet deadlines.

Preferences:

- Experience with fund formation and drafting offering documents for alternative investments.
- Experience negotiating commercial contracts.

Pay Range: $174,640-$261,960/year

LPL Financial offers a highly competitive total rewards package, including 401K matching, health benefits, stock options, paid time off, and more. Our company culture fosters creativity, growth, and support from our leadership team. We are committed to workplace equality and embrace diversity in our employees. Additionally, we encourage our employees to give back to their communities. Join us and make a difference by helping turn life's aspirations into financial realities.

To apply, log in or create an account on our website. LPL Financial is an Equal Opportunity Employer.

Interview Information:

LPL will only communicate with job applicants from an email address and will never conduct interviews online or in a chatroom forum. We will never request payment or banking information during an interview. If you have any questions, please contact our Human Resources Solutions Center at .

LPL Financial is an Equal Opportunity Employer.

401K matching, health benefits, employee stock options, paid time off, volunteer time off

Contract negotiation, legal analysis, risk management, vendor management, project management

Juris Doctor degree

Interested applicants can log in or create an account to apply for the position on the LPL Financial website.

Qualification and Experience Juris Doctor degree

Legal