Tradition (North America) was formed in 1977 and is a wholly-owned company of Compagnie Financière Tradition, Switzerland. Tradition (North America), historically specializing in OTC markets, has rapidly grown into a fully diversified inter-dealer broker in U.S. Capital Markets, Canadian and Mexican markets, and Foreign Exchange. We provide a spectrum of brokerage services to banks, corporations and institutions globally. This diversification affords us the unique ability to offer superior price and execution facilities across all markets. Our wholly-owned subsidiary, Tradition Asiel Securities Inc., is a registered broker-dealer with the Securities and Exchange Commission (SEC) and is a member of the New York Stock Exchange, Inc. (NYSE), the NASDAQ Stock Market, the Financial Industry Regulatory Authority (FINRA) and the Emerging Markets Traders Association. It is a broker of United States Government Treasuries and repurchase agreements, emerging market bonds and repurchase agreements, mortgage backed securities, corporate fixed income securities, money market instruments, equity securities, equity and index options, and municipal bonds.

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