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Vice President, Counsel The candidate will prepare regulatory filings for mutual funds, including annual fund registration updates and post-effective...
Counsel (regulatory and compliance matters) The candidate will provide legal and compliance advice and support to investment, operations, sales and m...
Financial Crimes Compliance Officer Responsibilities: Oversee financial crime compliance programs (AML/KYC, Sanctions & Anti-Corruption) at Affiliate...
Compliance Officer Duties: Administer the firm’s Code of Ethics, Political Law, and Lobbying Compliance Programs. Oversee compliance-related operat...
Regulatory and Compliance matters Associate Counsel Duties: Provide legal advice and support to operations, investment professionals, and other busin...
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