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General Counsel, Broker-Dealer/Investment Advisor Group The candidate will work with the Vice President, Broker-Dealer/Investment Adviser Group, to develop and direct OGC's program with respect to regulatory matters requiring specialized expertise in the regulation of broker-dealer/investment advisers (BD/IAs), including rendering independent...
SEO Friendly Job Title: Senior Director, Cyber-Enabled Fraud and... Analytics H1 Heading: Join FINRA as Senior Director of Cyber-Enabled Fraud... and Analytics H2 Headings: - Overview of Position - Essential Job Functions - Education/Experience Requirements - Knowledge Requirements...
Enforcement The candidate will manage a team of 5-8 Enforcement attorneys developing and resolving Enforcement cases through all stages, from inception to completion. Be the day-to-day manager of a large and diverse docket of cases, responsible for ensuring that the...
Enforcement The candidate will manage a team of 5-8 Enforcement attorneys developing and resolving Enforcement cases through all stages, from inception to completion. Be the day-to-day manager of a large and diverse docket of cases, responsible for ensuring that the...
Senior Litigation Counsel, Enforcement -... - Colorado/Hawaii: Minimum Salary $127,300, Maximum Salary $246,600 - New York, NY: Minimum Salary $152,700, Maximum Salary $296,100 - Washington: Minimum Salary $127,300, Maximum Salary $283,800 Job Title: Senior Litigation Counsel, Enforcement ... Experien...
General Counsel, Regulatory - Full Time Purposeful and meaningful work with a not-for-profit regulator Organization: FINRA (Financial Industry Regulatory Authority) Job Title: Assistant General Counsel, Regulatory Experience: Minimum of 6-8 years in directly related legal experience...
H1: Corporate & Securities Attorney - Entergy H2: Opportunity... a Corporate & Securities Attorney to join their team... collaboration with core team members. As the Corporate & Securities Attorney, you will be responsible... for providing legal support and guidance...
Tax Senior Manager - Business Tax... Locations) - Tax Senior Manager role in the... requiring in-person co-location 2-3 days per week - 8+ years of public accounting experience, with at... least 3 years in investment management or equivalent ex...
Friendly Job Title: Tax Senior - Real Estate Tax... Our Team as a Senior Tax Consultant in Real... growing team as a Senior Tax Consultant in the... real estate industry. - Opportunity to work with major players in the industry...