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Rural Law Center of New York is seeking volunteers to join our team in fulfilling our mission to provide legal services to rural communities. We welcome volunteers from a variety of backgrounds and sources, including law students and qualified attorneys....
Senior Director, Cyber-Enabled Fraud and Analytics is a key leadership position within FINRA’s Cyber and Analytics Unit. This role is responsible for overseeing the planning and execution of cyber-enabled fraud investigations involving member firms and conducting threat identification analysis and...
Analyst, Risk Monitoring The candidate conducts risk monitoring activities and ongoing risk assessments of members reporting to a Risk Monitoring Director. Supports both that direct manager in identifying existing and emerging risks, and interactions with internal and external parties. Conducts...
FINRA Department: Special Investigations Unit Job Title: Senior Director, Special Investigations Unit Experience: Significant securities, compliance, or financial regulatory experience Salary Information: - California: Minimum Salary $171,900, Maximum Salary $351,200 - Washington DC: Minimum Salary $171,900, Maximum Salary $336,600 -...
Principal Investigator, NCP The candidate conducts extensive background searches of member firms and registered representatives in support of open investigations in the NCP. Provides subject matter expertise throughout the course of Cause investigations, in proactively identifying risk using various internal...
Investigator, FINOP-NCP The candidate conducts extensive background searches of member firms and registered representatives in support of open investigations in the NCP. Provides subject matter expertise throughout the course of Cause investigations, in proactively identifying risk using various internal and...
Director, MAP The candidate reports directly to the Vice President, Membership Application Program & Statutory Disqualification. Senior leaders responsible for the management and assessment of firm group membership applications and materiality consultations. Leads and implements the strategic direction of the...
Director, MAP The candidate reports directly to the Vice President, Membership Application Program & Statutory Disqualification. Senior leaders responsible for the management and assessment of firm group membership applications and materiality consultations. Leads and implements the strategic direction of the...
Litigation Counsel, Enforcement - Any FINRA Location Salary Information: - Minimum salary ranges from $127,300 to $152,700, depending on location - Maximum salary ranges from $246,600 to $296,100, depending on location Job Title: Senior Litigation Counsel Experience...
Principal Counsel, Enforcement position is a full-time role within the organization with a minimum of seven years of relevant legal experience in the financial regulatory space. This role is responsible for performing rigorous assessments and effective advocacy in Enforcement matters....