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Corporate Securities Counsel

Full-time 26 views

In-House

Woodland Hills, CA, United States

Corporate Securities Counsel

Attorney

Min 4 yrs required

Full-time

No

# Corporate Securities Counsel

Corebridge Financial is a provider of life insurance, retirement and institutional products, offered through an extensive, multichannel distribution network. The Global Legal, Compliance, Regulatory and Government Affairs department is comprised of attorneys and other professionals providing high quality advisory and transactional support with integrity and objectivity across all parts of the organization.

## Job Description

The Corporate Securities Counsel position reports to the Chief Securities Disclosure attorney and is responsible for assisting the Chief Securities Disclosure attorney in providing legal advice and counsel to the Chief Financial Officer, Chief Investor Relations Officer, Chief Accounting Officer and others across the organization on general corporate and securities matters, with primary responsibility for the legal support related to the company’s SEC disclosure and the activities of the Audit Committee of the Board of Directors.

Specific Responsibilities:

- Draft and provide counsel in support of SEC, NYSE and other securities filings, including current and periodic reports and announcements, Section 16 filings, registration statements, proxy statements and other regulatory filings and reports
- Assist with corporate compliance with applicable securities laws and NYSE regulations
- Draft and prepare materials for Board of Directors, committee and stockholder meetings
- Assist with implementing and overseeing the company’s insider trading compliance program
- Draft resolutions, consents, governing documents, certificates and minutes
- Draft and maintain securities and governance-related policies and procedures

## Qualifications

-
- Experience in corporate drafting, including resolutions, consents, minutes, certificates, charters, and bylaws
- Excellent organizational skills, detailed oriented and able to complete projects and other assignments efficiently, timely and with a minimum of supervision.
- Superior written and verbal communication skills and analytical skills enabling timely and practical identification and communication of legal issues and risks.
- Solid interpersonal skills and able to interact with a wide range of stakeholders, from senior executives to technologists.

## Benefits

Corebridge Financial offers generous benefits packages and competitive pay. Benefits include:

- 24 PTO days to start
- 17 paid holidays per calendar year
- 401(k) Retirement Plan with $1 for $1 match up to 6% with immediate vesting, plus Corebridge Financial automatically contributes an additional 3% into your 401K regardless of if you enroll or not
- Professional development opportunities
- “Giving Back” policy with up to 16 hours a year paid time off to volunteer in the community

For positions based in Woodland Hills, CA, the base salary range is $130,000-$172,000 and the position is eligible for a bonus in accordance with the terms of the applicable incentive plan.

For positions based in New York City, NY, the base salary range is $115,000-$170,000 and the position is eligible for a bonus in accordance with the terms of the applicable incentive plan.

## Corebridge Financial Equal Opportunity Employer

Corebridge Financial, Inc., its subsidiaries and affiliates are committed to be an Equal Opportunity Employer and its policies and procedures reflect this commitment. We provide equal opportunity to all qualified individuals regardless of race, color, religion, age, gender, gender expression, national origin, veteran status, disability or any other legally protected categories such as sexual orientation. At Corebridge Financial, we believe that diversity and inclusion are critical to our future and our mission – creating a foundation for a creative workplace that leads to innovation, growth, and profitability. Through a wide variety of programs and initiatives, we invest in each employee, seeking to ensure that our people are not only respected as individuals, but also truly valued for their unique perspectives.

Corebridge Financial is committed to working with and providing reasonable accommodations to job applicants and employees with physical or mental disabilities. If you believe you need a reasonable accommodation in order to search for a job opening or to complete any part of the application or hiring process, please send an email to . Reasonable accommodations will be determined on a case-by-case basis.

We consider qualified applicants with criminal histories, consistent with applicable law.

## Summary

Corebridge Financial is a provider of life insurance, retirement and institutional products, offered through an extensive, multichannel distribution network. The Global Legal, Compliance, Regulatory and Government Affairs department is seeking a Corporate Securities Counsel to assist in providing legal advice and counsel to the Chief Financial Officer, Chief Investor Relations Officer, Chief Accounting Officer and others across the organization on general corporate and securities matters.

The Corporate Securities Counsel position reports to the Chief Securities Disclosure attorney and is responsible for drafting and providing counsel in support of SEC, NYSE and other securities filings, assisting with corporate compliance with applicable securities laws and NYSE regulations, drafting and preparing materials for Board of Directors, committee and stockholder meetings, and assisting with implementing and overseeing the company’s insider trading compliance program.

Qualified applicants must have a ; experience in corporate drafting, including resolutions, consents, minutes, certificates, charters, and bylaws; excellent organizational skills; superior written and verbal communication skills and analytical skills; and solid interpersonal skills.

Paid Time Off, 401(k) Retirement Plan, 17 paid holidays per calendar year

Draft and provide counsel in support of SEC, NYSE and other securities filings, corporate compliance with applicable securities laws and NYSE regulations, Draft resolutions, consents, governing documents, certificates and minutes, Draft and maintain securities and governance-related policies and procedures

Juris Doctor

Email

Qualification and Experience Juris Doctor; U.S. state bar admission; minimum of 4+ years of legal experience with a law firm and/or as in-house counsel preparing and reviewing SEC filings

Legal

Jul 30, 2024
Apr 16, 2024
Jul 24, 2023

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In-House

Attorney

USD
115000 to 170000
Annually

Min 4 yrs required

Full-time

Legal

Apr 16, 2024

Jul 30, 2024

Apr 16, 2024

Profile

# Corporate Securities Counsel

Corebridge Financial is a provider of life insurance, retirement and institutional products, offered through an extensive, multichannel distribution network. The Global Legal, Compliance, Regulatory and Government Affairs department is comprised of attorneys and other professionals providing high quality advisory and transactional support with integrity and objectivity across all parts of the organization.

## Job Description

The Corporate Securities Counsel position reports to the Chief Securities Disclosure attorney and is responsible for assisting the Chief Securities Disclosure attorney in providing legal advice and counsel to the Chief Financial Officer, Chief Investor Relations Officer, Chief Accounting Officer and others across the organization on general corporate and securities matters, with primary responsibility for the legal support related to the company’s SEC disclosure and the activities of the Audit Committee of the Board of Directors.

Specific Responsibilities:

- Draft and provide counsel in support of SEC, NYSE and other securities filings, including current and periodic reports and announcements, Section 16 filings, registration statements, proxy statements and other regulatory filings and reports
- Assist with corporate compliance with applicable securities laws and NYSE regulations
- Draft and prepare materials for Board of Directors, committee and stockholder meetings
- Assist with implementing and overseeing the company’s insider trading compliance program
- Draft resolutions, consents, governing documents, certificates and minutes
- Draft and maintain securities and governance-related policies and procedures

## Qualifications

-
- Experience in corporate drafting, including resolutions, consents, minutes, certificates, charters, and bylaws
- Excellent organizational skills, detailed oriented and able to complete projects and other assignments efficiently, timely and with a minimum of supervision.
- Superior written and verbal communication skills and analytical skills enabling timely and practical identification and communication of legal issues and risks.
- Solid interpersonal skills and able to interact with a wide range of stakeholders, from senior executives to technologists.

## Benefits

Corebridge Financial offers generous benefits packages and competitive pay. Benefits include:

- 24 PTO days to start
- 17 paid holidays per calendar year
- 401(k) Retirement Plan with $1 for $1 match up to 6% with immediate vesting, plus Corebridge Financial automatically contributes an additional 3% into your 401K regardless of if you enroll or not
- Professional development opportunities
- “Giving Back” policy with up to 16 hours a year paid time off to volunteer in the community

For positions based in Woodland Hills, CA, the base salary range is $130,000-$172,000 and the position is eligible for a bonus in accordance with the terms of the applicable incentive plan.

For positions based in New York City, NY, the base salary range is $115,000-$170,000 and the position is eligible for a bonus in accordance with the terms of the applicable incentive plan.

## Corebridge Financial Equal Opportunity Employer

Corebridge Financial, Inc., its subsidiaries and affiliates are committed to be an Equal Opportunity Employer and its policies and procedures reflect this commitment. We provide equal opportunity to all qualified individuals regardless of race, color, religion, age, gender, gender expression, national origin, veteran status, disability or any other legally protected categories such as sexual orientation. At Corebridge Financial, we believe that diversity and inclusion are critical to our future and our mission – creating a foundation for a creative workplace that leads to innovation, growth, and profitability. Through a wide variety of programs and initiatives, we invest in each employee, seeking to ensure that our people are not only respected as individuals, but also truly valued for their unique perspectives.

Corebridge Financial is committed to working with and providing reasonable accommodations to job applicants and employees with physical or mental disabilities. If you believe you need a reasonable accommodation in order to search for a job opening or to complete any part of the application or hiring process, please send an email to . Reasonable accommodations will be determined on a case-by-case basis.

We consider qualified applicants with criminal histories, consistent with applicable law.

## Summary

Corebridge Financial is a provider of life insurance, retirement and institutional products, offered through an extensive, multichannel distribution network. The Global Legal, Compliance, Regulatory and Government Affairs department is seeking a Corporate Securities Counsel to assist in providing legal advice and counsel to the Chief Financial Officer, Chief Investor Relations Officer, Chief Accounting Officer and others across the organization on general corporate and securities matters.

The Corporate Securities Counsel position reports to the Chief Securities Disclosure attorney and is responsible for drafting and providing counsel in support of SEC, NYSE and other securities filings, assisting with corporate compliance with applicable securities laws and NYSE regulations, drafting and preparing materials for Board of Directors, committee and stockholder meetings, and assisting with implementing and overseeing the company’s insider trading compliance program.

Qualified applicants must have a ; experience in corporate drafting, including resolutions, consents, minutes, certificates, charters, and bylaws; excellent organizational skills; superior written and verbal communication skills and analytical skills; and solid interpersonal skills.



Qualification and Experience

Juris Doctor; U.S. state bar admission; minimum of 4+ years of legal experience with a law firm and/or as in-house counsel preparing and reviewing SEC filings

Min Salary/Max Salary
USD 115000 to 170000 Annually

Additional info

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