AVP, Associate Counsel, Legal Advice – Brokerage, Product and Business Support

Min 5 yrs required

Full-time

No

SEO Friendly Job Title: AVP, Associate Counsel - Legal Advice for Brokerage and Product Support

H1: Join Our Team as an AVP, Associate Counsel for Legal Advice in Brokerage and Product Support
H2: Exciting Opportunity at LPL Financial

Company Overview:
- Founded on the principle of putting the advisor first
- Leader in the financial services industry
- Supports over 18,000 financial advisors and 800 institution-based investment programs nationwide
- Committed to the advisor-centered model and personalized guidance for clients
- Offers independence for advisors to choose their business model and resources
- Focus on taking care of advisors so they can take care of their clients

Job Overview:
- Searching for an AVP, Associate Counsel to work on transactional projects
- Negotiate contracts with mutual fund, alternative investment, advisory platform, insurance, and annuity issuers
- Provide legal analysis on securities regulations and insurance laws
- Located in Fort Mill, SC, Boston, MA, or San Diego, CA

Responsibilities:
- Draft, review, and revise contracts with mutual fund, insurance, advisory platform, and alternative investment companies
- Provide legal support for product teams and advise on platforms and product initiatives
- Ensure adherence to contracting processes and standards relating to risk allocation and data security

Requirements:
- 5+ years of experience in law firm or financial services industry
- Admission to state bar
- Strong understanding of regulatory landscape for broker-dealers, registered investment advisors, and insurance agencies

Core Competencies:
- Ability to collaborate with external business partners and their counsel
- Strong organizational and project management skills
- Excellent written and oral communication skills

Pay Range: $137,520-$206,280/year

Benefits:
- Competitive salary based on skills, experience, and location
- Comprehensive benefits package including 401K matching, health benefits, stock options, and more
- Commitment to workplace equality and diversity
- Support for community involvement and social responsibility

Why LPL:
- Objective financial guidance is a fundamental need for everyone
- Leading independent broker-dealer with integrated platform of technology and services
- Supportive and responsive leadership team
- Opportunity for growth and career advancement
- Commitment to workplace equality and social responsibility

Hear from Our Employees:
- Video testimonial from employees about working at LPL

Interview Information:
- LPL will only communicate with job applicants from an email address
- Will not conduct online or chatroom interviews
- Will not request payment or sensitive information during an interview
- Contact LPL's Human Resources Solutions Center for any questions about the application process

Not specified

401K matching, health benefits, employee stock options, paid time off, volunteer time off

Not specified

Legal analysis, contract negotiation, drafting, reviewing, legal support, project management, communication, collaboration

Juris Doctor degree

Interested candidates can apply through the LPL Financial website.

Qualification and Experience Juris Doctor degree, Admission to state bar

Legal