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In-House
Tempe, AZ, United States
Trust Compliance Counsel
Attorney
Company Review
Min 3 yrs required
Full-time
No
Ability to travel up to 10%, including overnight stays Trust Compliance Counsel - $113,810 to $193,785 per year H1: Join Our Team as a Trust Compliance Counsel at Edward Jones! H2: Do you have a . and experience in legal and/or compliance? Join the dynamic and growing team at Edward Jones as a Trust Compliance Counsel. In this role, you will partner with various internal business areas to support the continued growth of Edward Jones’ Trust Company’s business. Your primary responsibility will be to maintain and evolve the compliance program for the Trust Company, which has over 4,000 accounts and $5 billion in assets. Bullet Points: - Partner with internal business areas to support growth of Trust Company's business - Maintain and evolve compliance program for Trust Company - Oversee 4,000 accounts and $5 billion in assets - Collaborate and build relationships across the organization - Prioritize and address multiple complex efforts simultaneously - Innovate and find solutions for clients, branch teams, and the firm - Continuously learn and adapt to help Trust Company evolve - Provide compliance advice and guidance to support Trust Company - Engage in enterprise-level initiatives for Trust Company - Influence and guide compliance, regulatory, and business initiatives - Investigate and resolve compliance issues, including complex and ambiguous matters - Interpret laws, rules, and regulations related to Trust Company - Conduct assessments of internal policies, procedures, and controls - Assist with executing the Compliance Testing Program - Prepare regulatory disclosures and filings - Conduct due diligence and oversight of third-party service providers - Hold accountability for Trust Company Compliance department's performance and results - Support regulatory examinations for Trust Company Salary Information: - Hiring Minimum: $113,810 per year - Hiring Maximum: $193,785 per year - Actual pay based on skills, experience, education, and other relevant factors Requirements: - . and active license to practice law - At least 3 years of legal and/or compliance experience, preferably in a fiduciary industry - Knowledge of fiduciary principles, laws, regulations, and best practices - Ability to analyze and solve complex and ambiguous matters - Strong network and partnerships across Compliance and organization - Previous involvement in significant projects and initiatives preferred - Highly organized, collaborative, adaptable, and eager to learn - Excellent writing, verbal, and interpersonal skills - Exceptional judgment, work ethic, and integrity - Ability to travel up to 10%, including overnight stays Join a company that values and respects its associates and their contributions. At Edward Jones, you can have a long-term career, financial security, and well-being. Our total compensation approach includes base salary, benefits, bonuses, and profit sharing. Join our team as a Trust Compliance Counsel and make a positive impact on our clients, their families, and communities. Apply now!
Not specified.
Collaboration, Prioritization, Time Management, Flexibility, Innovative Thinking, Growth Mindset, Adaptability, Analytical Skills, Problem Solving, Communication, Interpersonal Skills, Writing, Microsoft Office.
J.D. and active license to practice law.
Interested candidates should apply through the company's career site.
Qualification and Experience J.D. and active license to practice law, at least 3 years of legal and/or compliance experience, knowledge of fiduciary principles and applicable laws and regulations.
Legal
USD 113810 to 193785 Annually
Apr 04, 2024
Jul 18, 2024
Qualification and ExperienceJ.D. and active license to practice law, at least 3 years of legal and/or compliance experience, knowledge of fiduciary principles and applicable laws and regulations.
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