them on compliance with securities laws, managing public and... private offerings, and navigating complex capital markets transactions. Serve as a strategic advisor to clients, often working closely with corporate executives, investment RIAs, and private funds. Act as underwriters counsel on......
The following jobs are no longer active but were real openings previously posted by employers. These listings provide valuable insight into employer hiring trends and frequently lead to job offers. In many cases, employers are still hiring or open to strong candidates even if no new job is posted. Applying to these listings often makes you the only applicant, increasing your chances of being hired.
Company is actively recruiting for a Senior Counsel (Securities) to join its legal... team in Glendale, California. ## Senior Counsel (Securities) **Job Description** ... Company is looking for a highly motivated Senior Counsel (Securities) to provide legal advice... primarily with regard to securities matters and corporate governance.... The Senior Counsel will work closely with the Finance group in handling financing transactions and conduct or support due diligence review of c... read more
Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here
Senior Counsel, Securities The candidate will provide... legal advice primarily regarding securities matters and corporate governance.... Responsible for all corporate governance and securities matters. Manage all aspects... of 1933 and 1934 Act compliance, including 10-Ks, 10-Qs,... 8-Ks, proxy statements, Section 16 filings, S-8s, etc. Provide general public company representation, including with respect to annual meetings, earnings calls, stockholder and investor matters, listing exc... read more
Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here
Senior Counsel, Securities The candidate will provide... legal advice primarily regarding securities matters and corporate governance.... Responsible for all corporate governance and securities matters. Manage all aspects... of 1933 and 1934 Act compliance, including 10-Ks, 10-Qs,... 8-Ks, proxy statements, Section 16 filings, S-8s, etc. Provide general public company representation, including with respect to annual meetings, earnings calls, stockholder and investor matters, listing exc... read more
Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here
Registered Funds Midlevel Associate The candidate will be a part of an exciting global Asset Management and Investment Funds practice, work with a diverse range of premier global clients. Must have 3-5 years of experience with open-end (mutual) funds, closed-end funds, and/or exchange-traded funds (ETFs) and experience... representing investment companies, investment advisers, and independent board members on matters arising under . federal securities laws, particularly the ...... read more
Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here
Registered Funds Senior Associate/Counsel The candidate should have 6-12 years of experience with open-end (mutual) funds, closed-end funds and/or exchange-traded funds (ETFs) and experience... representing investment companies, investment advisers, and independent board members on matters arising under . federal securities laws, particularly the Investment... Company Act of 1940, the Investment... Advisers Act of 1940, the Securities... Act of 1933, the... Securities... Exchange Act of 19...... read more
Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here
Law Firm is seeking an experienced Corporate Securities Senior Counsel with a... minimum of ten years of experience. The ideal candidate will have: - Excellent academic credentials - A commitment to the community - Superior interpersonal skills - Demonstrated record of working well under pressure - Exceptional judgment - Ability to effectively handle multiple projects - Ability to articulate legal strategies and courses of action - Active bar license in the state co... read more
Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here
Counsel - Corporate and Regulatory The candidate will provide counsel and legal support for all regulations that pertain to bank and bank holding company corporate structure, formation, branching and permissible activities. Primary focus on federal and California banking laws and the regulations of the Federal Deposit Insurance Corporation, the Board of Governors of the Federal Reserve System and the California Department of Financial Protection and Innovation. Solid... read more
Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here
Senior Corporate Paralegal Duties: Will be assisting internal and outside counsel on general corporate matters, securities and compliance and governance,... including drafting minutes, assisting in board and committee meetings and agenda setting, coordination of annual corporate maintenance and filings, SEC and NASDAQ filings and disclosures, and coordination with agencies such as Edgar, Merrill and Broadridge to timely meet corporate requirements. Assist internal and outside c... read more
Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here
Senior Corporate Paralegal The candidate will assist internal and outside counsel to ensure that the Company remains in compliance with the Securities and Exchange Act of... 1934 (the Act) and the rules and... regulations there under and NASDAQ market by assisting in the preparation, drafting and review of a wide range of public company reports filed with such agencies. Will coordinate legal review process of SEC filings and reports, both internally and with outside counsel. Assis... read more
Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here
Corporate Counsel, Corporate and Securities Duties: Draft, review, advise... on and submit SEC filings. Advise on compliance with NYSE listing standards and handle NYSE submissions. Support our public company secretarial function, including assisting with the preparation for board and committee meetings and the planning of our annual meeting of stockholders. Assist with capital market transactions. Work closely with our Investor Relations team regarding public company communica... read more
Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here