for corporate governance and securities matters. Your primary responsibilities... will include: - Creating, updating, and maintaining forms and reference materials for corporate governance and matters under the Securities Act of 1933 and... the Secur...
General Counsel, Corporate & Securities Job Responsibilities: Securities Law Compliance: - Assist... 3, 4, 5). - Ensure compliance with the Securities Exchange Act of 1934... and applicable NASDAQ listing... regulations. - Assist in the preparation and review of earnings releases, investor presentations, and related disclosures....
The following jobs are no longer active but were real openings previously posted by employers. These listings provide valuable insight into employer hiring trends and frequently lead to job offers. In many cases, employers are still hiring or open to strong candidates even if no new job is posted. Applying to these listings often makes you the only applicant, increasing your chances of being hired.
Counsel 2 - Asset Management Counsel Duties : Will provide substantive and practical legal advice on the application of a variety of laws and regulations, including the Securities Exchange Act of 1934,... Investment Advisers Act of 1940, Investment Company... Act of 1940, Securities Act... of 1933, Commodity... Exchange... Act and FINRA rules... to... an investment management business. Identifying and analyzing complex legal issues arising with respect to distribution and strategic distribution-... read more
Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here
Attorney - Securities Transactions The candidate will... be working closely with the firm’s portfolio management and research teams and other business units to provide advice and counseling with respect to investment, corporate restructuring, and bankruptcy-related matters on behalf of Franklin’s registered funds and advisers, private funds, and institutional clients. Reviewing and negotiating investment-related documentation related to debt, equity (venture and private equity)... read more
Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here
# Attorney - Securities Transactions read more
Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here
Compliance Consultant V: Bank Fiduciary and Transfer Agency Activities Duties: Fulfill regulatory compliance oversight role for assigned programs and support the associated Proponency functions for regulatory sources which may include transfer agency activities pursuant to the Securities Exchange Act of 1934,... Recordkeeping and Confirmation Requirements... pursuant to 12 CFR 12, and Fiduciary Activities of National Banks pursuant to 12 CFR 9.. Provide oversight, guidance and cre... read more
Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here
Compliance Consultant V: Bank Fiduciary and Transfer Agency Activities Duties: Fulfill regulatory compliance oversight role for assigned programs and support the associated Proponency functions for regulatory sources which may include transfer agency activities pursuant to the Securities Exchange Act of 1934,... Recordkeeping and Confirmation Requirements... pursuant to 12 CFR 12, and Fiduciary Activities of National Banks pursuant to 12 CFR 9.. Provide oversight, guidance and cre... read more
Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here
Client Manager Company Securities Control Room (Compliance Consultant... V) The candidate will be tasked with handling highly sensitive and nonpublic information with profound care. Proficiently assess corporate finance and capital markets transactions for regulatory, legal and reputation conflicts. Creatively fashion methodology for information barrier-related issues and resolution of client conflicts dealing with all types of capital markets activities including: M&A engageme... read more
Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here
Counsel The candidate will serve as a specialist providing legal advice to various members of management across the company in any or all of the following areas: software licensing, litigation, intellectual property, employment law, employment benefits, corporate law, consumer law, real estate law, competition law or mergers and acquisitions. Work directly with senior management to provide legal advice on issues related to software licensing. Work with the sales and s... read more
Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here
Director/Senior Director Corporate Counsel Responsibilities: Board and Shareholder Governance, including support of the Board of Directors and Board Committees, Proxy Statements, NASDAQ listing obligations / requirements; SEC reporting and compliance under the 1934 Exchange Act, including preparation and... filing of annual and quarterly reports, associated compliance statements, current reports and Reg FD disclosures, as well as beneficial ownership reports; Equity plan manage... read more
Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here
Sr Counsel Requisition ID 18761 Full/Part Time Full Time Location South San Francisco, CA Redwood City, CA Description CA Technologies (NASDAQ:CA) formerly known as Computer Associates, is one of the world's leading IT management software and solution companies with expertise across all IT environments from mainframe and physical to virtual and cloud. Our software manages and secures IT environments, enabling our customers to deliver more flexible IT services an... read more
Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here
Corporate & Finance, Mid-Level Associate The candidate must have 3 years of corporate law firm experience, preferably in the Bay Area. Should have substantial experience representing emerging companies and venture capital investors in general corporate matters and private financing activities as well as M&A transactions. Experience in securities offerings under the Securities... Act of 1933 and... in ongoing reporting obligations under the Securities Exchange Act of 1934... is welcom... read more
Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here