Job Title: Corporate Securities Counsel Job Responsibilities: - Provide expert... directors on United States securities laws, corporate governance, and... regulatory compliance. - Oversee the preparation and review of on compliance with the Securities Exchange Act of 1934,... the Securities Act of 1933, and......
and committee materials, and the development of governance programs. - Manage domestic and international subsidiary governance, covering formation, registration, compliance, and ongoing management. - Collaborate with finance, investor relations, and other stakeholders on disclosure and regulatory issues. - Provide... strategic support on c...
Title: Corporate Venture Counsel Job Responsibilities: - Support the Corporate Venture Capital (CVC) team in identifying and vetting target companies for potential investment. - Supervise early pre-due diligence processes with a focus on confidentiality and intellectual property (IP) protection. - Draft and negotiate Non-Disclosure...
Title: Attorney (Employment Law - Merit Systems Protection Board) Job Responsibilities: - Handle a substantial Merit Systems Protection Board (MSPB) caseload before Administrative Law Judges and the Board. - Provide legal advice to internal clients on employee discipline, Uniformed Services Employment and Reemployment...
Title: Corporate Paralegal Job Responsibilities: - Draft and maintain corporate documents such as board and shareholder consents, resolutions, meeting minutes, transactional closing binders, and agreements. - Circulate shareholder notices and quarterly company disclosures to relevant equity holders, ensuring compliance with Texas corporation law...
Title: Senior Counsel Specialist, Assistant General Counsel - Privacy Law Job Responsibilities: - Act as a key internal point-of-contact and subject matter expert on privacy and data protection, providing practical, timely, strategic, and high-quality legal advice on data privacy and...
Title: Principal Investigator, Specialist Team Job Responsibilities: The Principal Investigator, Specialist Team is tasked with conducting high complexity routine and special investigations of organization member firms. The role involves investigating potentially suspicious activities of persons associated with organization member firms and providing...
Job Title: Senior Counsel, Securities & Cap Markets Job Responsibilities: -... 8-Ks, 10-Qs, 10-Ks, and proxy statements. - Advise on disclosure matters and stock exchange,... SEC, and corporate legal requirements. - Coordinate the planning and execution of the annual shareholders meeting. - Assist with c...
Attorney of Securities & Corporate Governance Job Responsibilities As... an Attorney of Securities & Corporate Governance at... include ensuring compliance with securities laws for the company... providing legal advice on disclosure issues, drafting necessary disclosures,... monitoring legal developments in securities law. The role involves......
Senior Attorney of Securities & Corporate Governance Job Responsibilities As... a Senior Attorney of Securities & Corporate Governance at... the company's compliance with securities laws and advising management... disclosure to prepare the company's Securities and Exchange Commission filings... under the Securities Exchange A...
Title: Counsel Job Responsibilities: - Provide prompt and effective legal and compliance advice on a wide range of global issues, with a focus on data privacy, data protection, and data security. - Collaborate with internal stakeholders to assess legal and operational risks related...
Title: Associate General Counsel Job Responsibilities: - Serve as the primary legal counsel and advisor on corporate, transactional, and compliance issues, initiatives, and projects. - Lead a team of lawyers, paralegals, and administrative support personnel to provide timely, accurate, and actionable legal advice...
framework of the organization, ensuring compliance with legal and regulatory standards. Your main responsibilities will include: - Drafting, reviewing, and negotiating agreements related to the clearing and custody business, including those with broker-dealers, registered investment advisors, and other securities industry count...
Title: Counsel Job Responsibilities: - Provide effective legal and compliance advice on a wide array of global issues, focusing on data privacy, protection, and security. - Collaborate with internal stakeholders to assess legal and operational risks linked with new business initiatives, technologies,...
Title: Director, Legal Counsel (Privacy, Product & AI Governance) Job Responsibilities: The Director, Legal Counsel (Privacy, Product & AI Governance) will be responsible for managing and scaling the privacy and AI governance programs at the company. Key responsibilities include: Privacy & Data...
Title: Director, Legal Counsel (Privacy, Product & AI Governance) Job Responsibilities: The Director, Legal Counsel (Privacy, Product & AI Governance) at the company will be responsible for managing and scaling privacy and AI governance programs, with a focus on compliance with global...
Title: Associate General Counsel Job Responsibilities: - Provide expert legal counsel and guidance on all aspects of the company's payment and loan products, including development, launch, ongoing operations, and compliance. - Advise on federal and state laws and regulations applicable to payment processing...
Title: Associate General Counsel Job Responsibilities: The Associate General Counsel will play a pivotal role within the legal department at the company, providing critical legal advice and support across the company's payment and loan product lines. This position encompasses a wide array...
Title: Associate General Counsel Job Responsibilities: - Provide expert legal counsel and guidance to the company's business units on all aspects of its payment and loan products, from development and launch to ongoing operations and compliance. - Advise on federal...
Title: Legal Counsel Job Responsibilities: - Contract Management: Draft, review, and negotiate various commercial agreements, including Power Purchase Agreements (PPAs), International Swaps and Derivatives Association (ISDA) agreements, Edison Electric Institute (EEI) agreements, Non-Disclosure Agreements (NDAs), Independent System Operator (ISO) contracts, futures, broker...
Title: VP of Legal Affairs - Privacy and Product Job Responsibilities: The Vice President of Legal Affairs - Privacy and Product will report to the Senior Vice President of Franchise & Operational Compliance and will have the following responsibilities: - Serve as the...
Title: Director, Business & Legal Affairs Job Responsibilities: - Provide transaction support for acquisitions, joint ventures, and equity investments. - Lead and manage facilities operations transactions from inception to completion. - Analyze, negotiate, and draft a wide range of legal documents, including term sheets,...
Corporate Counsel Job Responsibilities: - Handle securities law compliance, disclosure, and... reporting under federal securities laws, NASDAQ rules and... regulations, Sarbanes-Oxley requirements, and other corporate governance rules and regulations. - Support the timely satisfaction of SEC and NASDAQ compliance and reporting obligations, including...
Title: Senior Counsel, Global Trade Investigations & Disclosures Job Responsibilities: - Manage a dynamic caseload of Global Trade regulatory and policy violation investigations. - Research and provide advice on complex legal and compliance questions related to International Traffic in Arms Regulations (ITAR), Export...
primarily focusing on managing the Company's . subsidiaries. Key responsibilities include ensuring the Company's entity management database remains accurate and up-to-date. This role involves supporting the Company's Corporate Secretary, handling . Securities and Exchange Commission reporting,... managing domestic and internation...
Title: VP AGC – Wealth Management Platforms, Programs & Advisory Attorney Job Responsibilities: - Counsel wealth management business teams throughout all stages of developing new initiatives, including creating or enhancing platforms and programs, supporting new affiliation and distribution models, and...
Title: Examination Director Job Responsibilities: - Manage a team of 4-6 Examination Managers and Senior Principal Examiners, providing coaching, development, and mentorship. - Contribute to the annual Examination Planning efforts by sharing input and intelligence. - Communicate guidance, policies, and key initiatives effectively to...
Title: Principal Investigator, Specialist Team - All **MEMBERS ONLY**SIGN UP NOW***. Locations Job Responsibilities: - Conduct high complexity routine and special investigations of **MEMBERS ONLY**SIGN UP NOW***. member firms, including investigating potentially suspicious activities of persons associated with these firms. - Provide guidance to Member Supervision staff on their...
Title: Principal Investigator, Specialist Team Job Responsibilities: The Principal Investigator, Specialist Teams, is responsible for conducting high complexity routine and special investigations of organization member firms. This includes investigating potentially suspicious activities of individuals associated with organization member firms and providing guidance...
for handling a variety of legal tasks related to public company reporting compliance and governance. The position includes managing day-to-day issues that arise for public companies, such as SEC compliance, disclosure matters, governance, and Nasdaq/NYSE... compliance. The candidate will al...
public company reporting compliance and governance. The candidate will manage day-to-day issues that arise for public companies, which include SEC compliance, disclosure matters, governance, and Nasdaq/NYSE... compliance. Additionally, the associate will represent either issuers or investment banks in capital mar...
responsible for a range of duties centered on public company reporting compliance and governance. Key responsibilities include: - Managing day-to-day issues that arise for public companies, such as SEC compliance, disclosure matters, governance, and ensuring... adherence to Nasdaq/NYSE compliance standards. - Repres...
a variety of tasks related to public companies and capital markets. Key responsibilities include: - Managing public company reporting compliance and governance. - Addressing day-to-day issues for public companies, including SEC compliance, disclosure matters, governance, and Nasdaq/NYSE... compliance. - Representing issuers or inve...
requires a candidate with substantial experience in public company and capital market practices. The primary responsibilities include: - Ensuring public company reporting compliance and governance. - Managing day-to-day issues for public companies, which involve SEC compliance, disclosure matters, governance, and Nasdaq/NYSE... compliance...
for handling a range of legal matters related to public company reporting compliance and governance. The candidate will address day-to-day issues that arise for public companies, including but not limited to: - SEC compliance and disclosure matters - Governance issues - Nasdaq/NYSE... compli...
Title: Paralegal Job Responsibilities: The Paralegal will play a crucial role within the Legal Department by offering substantive support and working independently on various legal matters. The responsibilities include: - Transactional Drafting: Drafting general real estate, commercial, and corporate forms such as...
pertain to corporate governance, securities and regulatory compliance, equity... and debt financings, commercial and real estate transactions, permitting filings, and other legal team administrative matters. The candidate must possess corporate paralegal and legal operations experience, having worked both at a...
Title: Attorney/Attorney III – Enforcement Division – Hybrid Option Job Responsibilities: The Attorney/Attorney III in the Enforcement Division of the organization is tasked with prosecuting violations of the California Consumer Privacy Act of 2018 (CCPA) through administrative enforcement actions. Key responsibilities include: -...
Title: Senior Principal Intelligence Specialist, FIU Job Responsibilities: The Senior Principal Intelligence Specialist is responsible for executing functions that support the mission of the Financial Intelligence Unit (FIU) within the organization’s National Cause and Financial Crimes Detection Program (NCFC). This role involves...
Title: Senior Director, Cyber and Analytics Unit Job Responsibilities: The Senior Director within the Cyber and Analytics Unit (CAU) is responsible for leading the Cyber-Enabled Fraud (CEF) team. This team oversees the planning and execution of cyber-enabled fraud investigations involving member organizations...
Paralegal Opportunity at a Global Law Firm in Capital Markets Department H2- Join Our Team in Boston, San Francisco or New York! Overview: - Orrick is seeking a highly skilled Paralegal to join our Capital Markets Group in...
Title: Mid-Level Life Sciences Corporate Associate AttorneyJob Overview: A law firm based in Santa Monica, CA, is seeking a driven mid-level associate to join its growing Life Sciences Corporate Transactions practice. This role offers the opportunity to advise high-growth and innovative...