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Experienced Corporate Associate for Investment Services Practice Are you an... currently seeking a corporate associate to join our Investment Services team in one... of our multiple offices across the US. If you have a passion for working with registered investment compa...
CA, is seeking an Investment Services Associate Attorney with... handling matters related to registered investment companies, investment advisers,... and... a leading or key role in transactions, particularly investment company reorganizations or mergers,... and possess experience with mutual funds, exchange-traded fund...
least four years of experience in compliance and regulatory matters? Do you have a strong understanding of the Investment Advisers Act of 1940... and the Investment Company Act of 1940?... If so, **MEMBERS ONLY**SIGN UP NOW***. has the perfect opportun...
a seasoned professional with substantial experience in compliance and regulatory matters within the financial services sector. The ideal candidate will have a strong background in advising registered investment advisors and broker-dealers... on regulatory issues, focusing on the Investment Advisers Ac...
will have a robust compliance and regulatory background, with specific expertise in advising registered investment advisors and broker-dealers.... This role requires a deep understanding of the Investment Advisers Act of 1940... and the Investment Company Act of 1940... and involve...
President, Contracts Attorney - **MEMBERS ONLY**SIGN UP NOW***. Salary: $185,000 - $215,000 (with potential for additional incentive compensation) Job Type: Full-Time/Regular Location: Los Angeles, CA (hybrid work available) Years of Experience: 4+ years transaction experience Education: Bachelor's Degree and . from...
Job Requisition ID R-184393 Job Title: Senior IP Counsel, Artificial Intelligence (AI)/Biology Experience: Four plus (4+) years of experience practicing intellectual property law Department: Law/Legal Location: Remote (United States) Thousand Oaks, CA Cambridge, MA South...
FINRA is a registered trademark of the Financial... Industry Regulatory Authority, Inc. FINRA is an independent, non-governmental regulator for all securities firms doing business with the public in the United States. FINRA works to protect investors and maintain...
market integrity. They oversee the securities industry, including stockbrokers, brokerage firms, and securities exchanges. FINRA is responsible for regulating over 3,700 brokerage firms and over 600,000 registered securities representatives across the... United States. Position Overview: FINRA is seeki...
FINRA is a registered trademark of the Financial... Industry Regulatory Authority, Inc. FINRA is an equal opportunity employer and provides equal opportunity to all individuals without regard to race, color, religion, sex, gender identity, sexual orientation, national origin,...