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Global Compliance Employee Services, Senior Analyst/Associate Responsibilities: Overseeing employee-related compliance matters such as licensing and registrations; employee disclosures; review and approval of employees’ outside brokerage accounts; private investments, outside interests, and political contributions; and the pre-clearance process for employees’...
Affairs Specialist I Duties : Implements or oversees all aspects of an Investigational Device Exemption (IDE) clinical study according to the company clinical affairs standard operating procedures and FDA regulations, including on-site monitoring of investigational sites, maintaining records, and submitting...
Affairs Specialist I Duties : Implements or oversees all aspects of an Investigational Device Exemption (IDE) clinical study according to the company clinical affairs standard operating procedures and FDA regulations, including on-site monitoring of investigational sites, maintaining records, and...
Affairs Specialist I Duties : Implements or oversees all aspects of an Investigational Device Exemption (IDE) clinical study according to the company clinical affairs standard operating procedures and FDA regulations, including on-site monitoring of investigational sites, maintaining records, and submitting...
Affairs Specialist I Duties : Implements or oversees all aspects of an Investigational Device Exemption (IDE) clinical study according to the company clinical affairs standard operating procedures and FDA regulations, including on-site monitoring of investigational sites, maintaining records, and...
Affairs Specialist I Duties : Implements or oversees all aspects of an Investigational Device Exemption (IDE) clinical study according to the company clinical affairs standard operating procedures and FDA regulations, including on-site monitoring of investigational sites, maintaining records, and submitting...
Analyst- Financial Intelligence Unit, Investigations Duties: Conduct a time-sensitive, meticulous investigation and analysis of each instance of potential Anti-Money Laundering activity and/or suspicious financial activity across multiple jurisdictions and countries, utilizing a wide variety of research and analytical tools; Produce...
Compliance Director Responsibilities: Provide oversight of Supervising Registered Representatives and members of the company's various distribution systems within the region, covered by the Officer of Supervisory Jurisdiction (OSJ) to which the Regional Compliance Director is assigned, to ensure proper...
Programs Manager Duties: Manages a component of a coordinated and integrated Corporate Compliance Program that serves to promote a culture of compliance and ethics, ensure quality of care, and reduce Intermountain’s risk of Government audits, fines, penalties, or sanctions. Manages...
Specialist Duties: Working with business units to implement operational and policy changes to ensure compliance with new or existing statutes, regulations or case law. Reviewing and interpreting law changes, preparing memos summarizing law change for Chief Compliance Officer. Manage...