contracts for a variety of advisory, brokerage, technology, and operational services. - Provide general legal support to the broker-dealer, registered investment adviser, and technology affiliates... as needed. - Advise on new product development and regulatory risk management decisions. - Provide business leaders an...
Manage and negotiate contracts for Pershing for a variety of advisory, custody, operational, and technology services. - Provide general legal support to the broker-dealer and registered investment adviser as needed. -... Advise on new product development and regulatory risk manageme...
Title: Associate, HONORS Program-1 Job Responsibilities: FINRA Enforcement Associates in the Honors Program are integral to the investigations and decisions regarding disciplinary actions against individuals and organizations within the financial industry. This entry-level position provides substantive hands-on legal experience and...
more senior counsel on investment management matters for various... Mutual Funds, ETFs, Collective Funds, Private Funds, Separately Managed Accounts, Institutional Separate Accounts, and Local Government Investment Pools. This includes support... with investment management agreements, Form ADV... disclosures, and portfolio transa...
2026 Entry-Level Associate - Investment Management Job Responsibilities: The entry-level associate... in the investment management practice will be... responsible for advising both registered and private funds, as well as institutional investors. Key duties include: - Fund formation and governance: Assisting in the creation...
Title: Associate Director, Gift Administration & Compliance Job Responsibilities: As the Associate Director of Gift Administration and Compliance, the role involves ensuring the prudent acceptance and administration of philanthropic gifts while maintaining the highest standards of donor stewardship. The key responsibilities...
Title: BDC (Business Development Company) Compliance Officer Job Responsibilities: - Participate in mock regulatory examinations and compliance program reviews. - Assist with policy and procedure reviews, drafting reports, and creating manuals to ensure compliance with regulatory requirements. - Provide compliance assistance and advice to...
scopes within the alternative investment fund industry, including private... equity, real estate, and hedge funds. - Act as the first point of contact for internal and external clients. - Manage teams of tax professionals and assistants working on client projects. - Assess the...
Title: Of Counsel - Investment Management - Financial Institutions Job... Counsel position within the Investment Management - Financial Institutions... Provide expert legal counsel on investment adviser regulatory matters, leveraging... over seven years of experience in the field. - Advise top-tier investment manageme...
Officers (D&O) and Errors & Omissions (E&O) claims under policies issued to Public Companies and Financial Institutions such as large depository institutions, insurance companies, and investment advisors. The consultant is... responsible for investigating and maintaining complex professional liability claims, wo...
Title: Senior Securities Counsel Job Responsibilities: - Draft, review, and negotiate contracts related to the company's ETF and mutual fund distribution business. - Research and provide legal advice to the company’s business concerning FINRA regulatory and broker-dealer compliance issues....
company's business activities and investment products. - Prepare resolutions and... legal actions. - Liaise with the business on strategic issues and regulatory matters. - Advise on the distribution of registered funds, collective investment trusts, and other asset... management vehicles within the retirement market....
Title: Associate – Ultra High Net Worth Practice Job Responsibilities: - Advise ultra-high net worth (UHNW) individuals, families, and family offices on estate, gift, and generation-skipping transfer tax matters. - Draft and review sophisticated estate planning documents, including Grantor Retained Annuity Trusts (GRATs),...
on a variety of matters, including licensing, regulation, compliance, and other operational... issues within the gaming industry. The clientele includes casino owners, operators, executives, sports wagering and igaming operators, gaming manufacturers and suppliers, Native American tribes, gaming industry suppliers/vendors, private...
Title: Tax Experienced Manager, Customs & International Trade Job Responsibilities: A Tax Experienced Manager, Customs & International Trade is tasked with advising clients on various import and export matters, identifying potential trade issues and opportunities, and providing strategic advice across different industries....
Title: Tax Senior, Customs & International Trade Job Responsibilities: The role of Tax Senior, Customs & International Trade involves utilizing foundational research skills and educational background to identify potential trade issues and opportunities. The position requires providing advice on import and export...
clients. - Oversee the preparation and filing of partnership and fund tax returns, ensuring compliance with regulations and optimizing tax efficiency. - Collaborate with clients to develop and implement tax-efficient strategies aligned with investment goals and fund structures. -... Stay informed on curre...
families, family offices, and their private businesses and/or investment entities. - Perform complex... individual, partnership, S-corp, trust, estate, gift, and state tax returns. - Work on multiple engagements that deliver proactive tax planning and strategic consulting, including federal estate, gi...
Title: Senior Corporate Counsel - Benefits Job Responsibilities: The Senior Corporate Counsel - Benefits at the company is tasked with providing legal guidance and strategic support for the company's . employee benefit plans and programs. Key responsibilities include: - Advising the Benefits and...
Title: Senior Corporate Counsel - Benefits Job Responsibilities: - Provide legal guidance and strategic support regarding the company's . employee benefit plans and programs. - Ensure compliance with applicable laws and regulations, supporting the development and implementation of benefits policies. - Partner with internal...
Title: Senior Corporate Counsel - Benefits Job Responsibilities: - Advise Benefits and other internal teams on the design, administration, and compliance of the company's . employee benefit plans, including the 401(k) plan, health and welfare plans, fringe benefit programs, nonqualified deferred compensation...
Title: Senior Corporate Counsel - Benefits Job Responsibilities: The Senior Corporate Counsel - Benefits will provide legal guidance and strategic support regarding the company's . employee benefit plans and programs. Key responsibilities include: - Advising internal teams on the design, administration, and compliance...
Title: Senior Corporate Counsel - Benefits Job Responsibilities: The Senior Corporate Counsel - Benefits at the company is tasked with providing comprehensive legal guidance and strategic support concerning the company's . employee benefit plans and programs. The role involves ensuring compliance with...
Title: Senior Corporate Counsel - Benefits Job Responsibilities: - Advise Benefits and other internal teams on the design, administration, and compliance of the company's . employee benefit plans, including 401(k) plan, health & welfare plans, fringe benefit programs, nonqualified deferred compensation plan,...
Title: Senior Corporate Counsel - Benefits Job Responsibilities: The Senior Corporate Counsel - Benefits is tasked with providing legal guidance and strategic support for the company's . employee benefit plans and programs. Key responsibilities include: - Advising internal teams on the design, administration,...
Participate in multi-state alternative investment firms, including hedge funds,... fund of funds, private equity, and real estate, addressing state and local tax issues such as compliance, advising, planning, and controversies. - Engage in multi-state companies with state and local tax controversies,...
Title: Tax Manager - Insurance Tax Job Responsibilities: As a Tax Manager within the Business Tax Services Insurance group at the company, the candidate will be responsible for providing federal tax consulting and compliance services to a diverse client base across...
Title: Tax Senior - Sustainability - Renewable Energy Job Responsibilities: As a Senior within the Sustainability: Renewable Energy practice, the candidate will: - Advise clients on tax issues related to renewable energy projects. - Facilitate workstreams and collaborate with leadership...
Associate, SALT Income Franchise - Consulting 119930 Share Career Level Requirement Experienced At **Members Only**, you can become an integral part of a dynamic team at one of the world's top tax firms. Enjoy a collaborative, future-forward...
Associate, SALT Income Franchise - Consulting 119930 Share Career Level Requirement Experienced At **Members Only**, you can become an integral part of a dynamic team at one of the world's top tax firms. Enjoy a collaborative,...
SALT Income Franchise - Consulting 119929 Share Career Level Requirement Experienced At **Members Only**, you can become an integral part of a dynamic team at one of the world's top tax firms. Enjoy a collaborative, future-forward culture...
Title: Manager, International Tax Job Responsibilities: - Direct multinational enterprises on significant business decisions including location and operational choices, entity selection, supply chain optimization, and capital mobilization for global operations. This involves considering the multinational's tax risk profile, global effective tax rate,...
Title: Associate General Attorney Job Responsibilities: The Associate General Counsel at the company is an influential business partner who reports directly to the General Counsel. The role involves a spectrum of responsibilities aimed at advancing the company's success by providing strategic oversight...
Title: Experienced Tax Manager, Non Profit Job Responsibilities: 1. **Tax Compliance:** - Ensure clients comply with applicable authorities while minimizing tax and reporting burdens. - Ensure compliance with company policies, standards, and the BDO Tax Quality Manual. - Conduct reviews of tax...
General Counsel Job Title Assistant General Counsel Job Responsibilities - Acts as a subject matter expert providing legal advice to business leaders on issues impacting the company's non-depositary limited purpose trust company. - Ensures compliance of business activities, policies, practices,...
advice on issues impacting the company's discretionary and non-discretionary registered investment advisory offerings. - Ensures that... business activities, policies, practices, and transactions comply with relevant laws and regulations. - Drafts and negotiates legal documents such as regulatory filings, contracts, agreements, and correspondence...
16 filings, and registration statements. - Advise on disclosure obligations, earnings releases, investor communications, and ensure compliance with Regulation FD. - Monitor... and interpret changes in securities laws and regulations, advising on their impact. - Corporate Governance:...
Title: Vice President, Diversified, Carrying and Clearing Examinations Firm Group Lead Job Responsibilities: - Serve as the strategic examinations leader accountable for the effectiveness, efficiency, and execution of the Examinations Program for the Firm Group and assigned firms. - Set a multi-year strategic...
Title: Vice President, Capital Markets, Fixed Income, and Compliance Testing Job Responsibilities: The Vice President of Capital Markets, Fixed Income, and Compliance Testing is a strategic leader responsible for overseeing the Capital Markets, Fixed Income Specialist, and Compliance teams within the organization's...
Title Principal Program Manager - AI Legal Job Responsibilities The Principal Program Manager for the AI Legal & Regulatory Strategy at the company is tasked with a comprehensive set of responsibilities that are integral to the company's global approach to artificial intelligence (AI)...
Title: Principal Program Manager - AI Legal Job Responsibilities: The Principal Program Manager for the AI Legal & Regulatory Strategy group plays a crucial role in shaping the company's global approach to AI legal and regulatory matters. Key responsibilities include: - Strategic Program...
Title: Principal Program Manager - AI Legal Job Responsibilities: Strategic Program Leadership: - Design, implement, and manage cross-functional programs focused on AI legal and regulatory readiness, compliance, and risk mitigation. - Translate regulatory developments and legal strategies into structured, actionable projects with defined outcomes,...
Title: Principal Program Manager - AI Legal Job Responsibilities: 1. Strategic Program Leadership: - Design, implement, and manage cross-functional programs related to AI legal and regulatory readiness, compliance, and risk mitigation. - Translate regulatory developments and legal strategies into structured, actionable projects...
Tax group in Philadelphia. The successful candidate will support the firm's investment funds practice, providing inventive... tax solutions for sophisticated business dealings investment funds practice with tax... in corporate transactions and in financial transactions and fund ...