Title: Of Counsel - Investment Management - Financial Institutions Job... Counsel position within the Investment Management - Financial Institutions... Provide expert legal counsel on investment adviser regulatory matters, leveraging... over seven years of experience in the field. - Advise top-tier investment manageme...
The following jobs are no longer active but were real openings previously posted by employers. These listings provide valuable insight into employer hiring trends and frequently lead to job offers. In many cases, employers are still hiring or open to strong candidates even if no new job is posted. Applying to these listings often makes you the only applicant, increasing your chances of being hired.
Attorney The candidate duties may include: Responsible for assisting Investment Advisers and Mutual Funds;... Research under the Investment Adviser Act of 1940;... Research under the Investment Company Act of 1940;... Drafting memoranda to clients relating to Advisers Act and Investment Company Act of 1940... legal requirements;Drafting memoranda to clients of the Advisers; Assessing Advisers' and Funds'... legal status; Other duties relating to Investment and Financial Industry Companies....... read more
Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here
Lead Regulatory Administrator The candidate will assist fund clients with the preparation of board minutes, the preparation and maintenance of registration statements, and related filings. Registration statements (including a prospectus) are the legal documents that disclose the strategy, risk, fee, and operational details of a fund to investors, as required by federal securities laws, including primarily the Investment Company Act of 1940... and Securities Act of 1933, and reg...... read more
Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here
Attorney The candidate will perform duties include : Responsible for assisting Investment Advisers and Mutual Funds;... Research under the Investment Adviser Act of 1940;... Research under the Investment Company Act of 1940;... Review contracts and agreements with clients and service providers; Drafting memoranda to clients; Assisting in the review of marketing materials; Other duties relating to Investment and Financial Industry Companies.... Must have . from Accredited Law School.... read more
Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here
Attorney The candidate will be responsible for assisting Investment Advisers and Mutual Funds;... Research under the Investment Adviser Act of 1940;... Research under the Investment Company Act of 1940;... Review contracts and agreements with clients and service providers; Drafting memoranda to clients; Assisting in the review of marketing materials; Other duties relating to Investment and Financial Industry Companies....... read more
Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here
Associate Attorney The candidate will be responsible for assisting Investment Advisers and Mutual Funds;... Research under the Investment Adviser Act of 1940;... Research under the Investment Company Act of 1940;... Drafting memoranda to clients relating to Advisers Act and Investment Company Act of 1940... legal requirements; Drafting memoranda to clients of the Advisers; Assessing Advisers' and Funds'... legal status; Other duties relating to Investment and Financial Industry Companies....... read more
Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here
Associate Attorney The candidate will be conducting Conference Calls with clients to determine factual information; Review factual information from client in light of legal requirements and write memoranda thereon; Review contracts for clients, and draft memoranda to summarize issues; Conduct Conference calls with clients to explain legal requirements; Research under the Investment Adviser Act of 1940;... Research under the Investment Company Act of 1940;... Drafting memoranda to ...... read more
Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here
Associate Counsel, Investment Products and Advisors Team... The candidate will primarily work with the portfolio managers in firm's Investment Management Group on a... wide variety of equity and fixed income investment matters. Will also represent... firm's on investment-related policy matters, such as... fixed income market transparency, liquidity risk management matters, municipal bond issues, among others. Should have Law degree from a competitive law school. Must have 3-5 years of e... read more
Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here
Associate Counsel, Disclosure and Governance Team, Investments Products and Advisors Regulatory Practice The candidate will work with a team of professionals who share a commitment to excellence. This role will work on a variety of mutual fund disclosure and governance regulatory matters, including, supporting the company fund Boards. Members of the team collaborate on strategic initiatives with a variety of internal business partners, including company’s investment manageme... read more
Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here
Associate Counsel The candidate must have 4+ years of experience providing legal advice on securities, banking and/or insurance regulatory matters and academic credentials (.). Must have experience providing interpretive advice under the Investment Company Act of 1940... and the Investment Advisers Act of 1940... to mutual funds, ETFs and other pooled investment vehicles. Experience preparing SEC... exemptive applications and no action letters is a plus. Experience advising a glob... read more
Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here
Associate Counsel, Funds & Advisors The candidate work with a team of talented professionals who share a commitment to excellence as represent firm on a variety of investment management regulatory matters. Should... have law degree from a competitive law school. Must have 4+ years of experience providing legal advice on securities, banking and/or insurance regulatory matters, Candidates with experience providing interpretive advice under the Investment Company Act of 1940... and t... read more
Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here