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corporate company in Woodland Hills, CA, is seeking an Assistant General Counsel to report directly to the Chief Counsel, Group Retirement and Institutional Markets Services. This role involves providing legal expertise and guidance on various issues and regulatory inquiries related...
Advisor Senior - Job Description and Salary Information Job Title: Senior Financial Advisor Experience: Minimum 5 years of investment related experience, minimum 3 years experience in investment sales Location: Woodland Hills, California; Oxnard, California; Los Angeles, California; Chatsworth, California...
Firm Staff brings you up to date and high quality legal staff openings in law firms and in-house legal departments of business organizations. In addition, we help solo attorneys hire experienced personnel from the legal industry. We not only have...
Firm Staff brings you up to date and high quality legal staff openings in law firms and in-house legal departments of business organizations. In addition, we help solo attorneys hire experienced personnel from the legal industry. We not only have...
Firm Staff brings you up to date and high quality legal staff openings in law firms and in-house legal departments of business organizations. In addition, we help solo attorneys hire experienced personnel from the legal industry. We not only have...
Firm is seeking a mid-level to senior associate with at least four years of experience in financial services compliance and regulatory matters. This is a fantastic opportunity to join our highly regarded Financial Services Practice Group at Davis Wright Tremaine...
Advisor Senior Woodland Hills, California; Oxnard, California; Los Angeles, California; Chatsworth, California Hybrid Sales mail_outline Get future jobs matching this search or Job Description FINANCIAL ADVISOR SENIOR WHAT IS THE OPPORTUNITY? The...
Securities/FINRA matters. This role offers a compelling opportunity for a seasoned attorney to contribute to the firm's success.Duties:Manage and handle a diverse caseload, primarily focusing on Securities and FINRA cases.Conduct thorough legal research,... analysis, and document preparation.Represent clients in c...
About FINRA FINRA is a... Regulatory Authority, Inc. FINRA is an Equal Opportunity... and Affirmative Action Employer All qualified applicants will receive consideration for employment without regard to age, citizenship status, color, disability, marital status, national origin,...
difficulty, please send an email to [email protected] (link sends e-mail) and provide your contact information. #LI-Hybrid Associate Principal Analyst, Risk Monitoring - Any FINRA Location Full Time... Posted Today Job Requisition ID: R-0083...