Title: 40 Act Attorney Job Responsibilities: The 40 Act Attorney at the company will be responsible for several key duties related to registered investment products, including privately offered business development companies (BDCs), non-traded BDCs, and non-listed real estate investment trusts (REITs). The...
legal responsibilities. The role involves representing a number of leading firms and providing comprehensive legal services to registered funds, which include mutual funds, ETFs, and closed-end funds. Key... responsibilities include: - Facilitating new fund launches, ensuring compliance with all necessary lega...
investment advisers, registered funds, ETFs, and private funds in... securities and governance matters, including fund formation. - Engage in transactional work, such as merging funds and advisor acquisitions. - Maintain frequent direct interaction with clients and service providers, necessitating strong communication skills. -...
guidance to clients on matters related to registered investment companies, including mutual funds, ETFs, closed-end funds, interval funds,... tender offer funds, and business development companies. They will also advise investment advisers on business and regulatory matters, collaborating closely with clients,...