Credit, Risk, and Compliance partners concerning legal, regulatory, and reputational issues arising from Fixed Income and Equities (FIEQ) businesses. - Advise on new markets, product and service development,... and strategic business initiatives. - Collaborate closely with business managers and control functions (Complia...
The following jobs are no longer active but were real openings previously posted by employers. These listings provide valuable insight into employer hiring trends and frequently lead to job offers. In many cases, employers are still hiring or open to strong candidates even if no new job is posted. Applying to these listings often makes you the only applicant, increasing your chances of being hired.
Counsel The candidate will provide legal opinions and advice on daily issues to marketing, compliance, operations and business leaders concerning broker-dealer laws and regulations. Liaison with outside legal firms, monitoring and evaluating their activities. A . degree and license to practice law in New York and New Jersey strongly preferred. 5-7 years of experience with a broker dealer, regulatory agency, or a law firm preferred. Should have solid experience with... read more
Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here
Counsel The candidate will provide legal opinions and advice on daily issues to marketing, compliance, operations and business leaders concerning broker-dealer laws and regulations. Will liaise with outside legal firms, monitoring and evaluating their activities. Should have a . degree and be licensed to practice law in Florida. Should preferably have 5-7 years of experience with a broker dealer, regulatory agency, or a law firm. Must have solid experience with han... read more
Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here
Counsel Duties: The candidate will support the industry leading global clearing business. Provide legal opinions and advice on a daily issues to marketing, compliance, operations and business leaders concerning broker-dealer laws and regulations. Liaison with outside legal firms, monitoring and evaluating activities.... read more
Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here
Counsel The candidate will support the leading global securities brokerage clearing business. Should have a . degree and license to practice law in Florida. Must have 5-7 years of experience with a broker dealer, regulatory agency or a law firm. Should have solid experience with handling legal matters that arise in connection with US and non-US broker dealers, securities clearing and financial services agreements, mutual fund distribution agreements, marketing/adve... read more
Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here
Counsel The candidate will support leading global securities brokerage clearing business. Should have a . degree and license to practice law in Florida as well as 5-7 years of experience with a broker dealer, regulatory agency or a law firm. Must have solid experience with handling legal matters that arise in connection with . and non . broker dealers, securities clearing and financial services agreements, mutual fund distribution agreements, marketing/advert... read more
Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here
Counsel The candidate will support the leading global securities brokerage clearing business. Should have a . degree and license to practice law in Florida. Must have 5-7 years of experience with a broker dealer, regulatory agency or a law firm. Should have solid experience with handling legal matters that arise in connection with US and non-US broker dealers, securities clearing and financial services agreements, mutual fund distribution agreements, marketing/adve... read more
Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here
The candidate will support a leading global securities brokerage clearing business based in Jersey City. Must have solid experience with handling legal matters that arise in connection with . and non . broker dealers, securities clearing and financial services agreements, mutual fund distribution agreements, marketing/advertising review in accordance with FINRA rules, new account documentation and be generally familiar related products and services offered to r... read more
Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here
The candidate will support the global securities brokerage clearing business. Should have a . degree and license to practice law in Florida as well as 5-7 years experience with a broker dealer, regulatory agency or a law firm. Must have solid experience with handling legal matters that arise in connection with US and non US broker dealers, securities clearing and financial services agreements, mutual fund distribution agreements, marketing/advertising review in ac... read more
Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here
The candidate will support the global securities brokerage clearing business. Should have a . degree and license to practice law in Florida as well as 5-7 years experience with a broker dealer, regulatory agency or a law firm. Must have solid experience with handling legal matters that arise in connection with US and non US broker dealers, securities clearing and financial services agreements, mutual fund distribution agreements, marketing/advertising review in ac... read more
Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here
Counsel Duties: Reporting to the Chief Operating Officer (COO), will be responsible for a wide range of general corporate and commercial legal matters pertaining to the day to day and strategic business initiatives. Draft and negotiate a wide range of corporate and commercial agreements, including: NDAs, MSAs marketing agreements, licensing agreements, joint ventures, SaaS agreements, advertising agreements, employment agreements, IP agreements, etc. Review and a... read more
Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here