We not only have the best **Members Only** positions, but we also have the most. Junior Attorney, Contentious Support - Broker-Dealer Regulation The candidate will... provide support to a variety of the Firm's practices, with a focus on assignments in...
Firm Staff brings you up to date and high quality legal staff openings in law firms and in-house legal departments of business organizations. In addition, we help solo attorneys hire experienced personnel from the legal industry. We not only have...
Overview A law firm seeks a transactional associate with at least three years of experience or a senior counsel with at least eight years of experience to join the investment management team in Tampa, FL. The ideal candidate will have experience...
The following jobs are no longer active but were real openings previously posted by employers. These listings provide valuable insight into employer hiring trends and frequently lead to job offers. In many cases, employers are still hiring or open to strong candidates even if no new job is posted. Applying to these listings often makes you the only applicant, increasing your chances of being hired.
Junior Attorney - Broker-Dealer Regulation Responsibilities: Provide support... to a variety of the Firm’s practices, with a focus on assignments involving the North America Broker-Dealer Regulation Team . Assist... the Firm’s offices with a diverse range of matters, often across multiple jurisdictions, such as large scale regulatory advice and disclosure and investigation projects, reports, and ancillary deliverables in support of disputes work. Work as part of project teams with... read more
Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here
Junior Attorney, Contentious Support - Broker-Dealer Regulation The candidate will... provide support to a variety of the Firm's practices, with a focus on assignments involving the North America Broker-Dealer Regulation Team. Assist the... Firm's offices with a diverse range of matters, often across multiple jurisdictions, such as large scale regulatory advice and disclosure and investigation projects, reports, and ancillary deliverables in support of disputes work. Work as part... read more
Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here
Assistant General Counsel - ICG Regulatory Enforcement The candidate will support all ICG businesses, including corporate and investment banking, markets and securities services, trade and treasury services and the Private Bank, as well as broker-dealer businesses within CPWM, in... connection with a broad range of regulatory and law enforcement inquiries and related investigations, sweeps and enforcement proceedings, as well as litigation related to the regulatory matters, ini... read more
Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here
Financial Planning Consulting The candidate will perform supervisory activities, including identifying performance problems and seeking guidance for remedial action; reviewing performance and participating in interviewing and selecting staff. Will Plans, assigns, monitors, reviews, evaluations and leads the work of others. Coaches and mentors subordinates, identifies training needs and recommends appropriate development programs. Continually evaluates department st... read more
Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here
Financial Consultant III The candidate will market, sell service investment, insurance , and financial planning services and products to high net worth bank and non-bank customers. Work with and coach private bankers, commercial bankers and trust business development officers to identify and develop effective referral skills. Responsibilities include the set up/maintenance of all client, compliance, and office files. Responsibilities should include achieving designated sa... read more
Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here
Compliance Consultant III-PCG Regulatory Affairs The candidate drafts moderate to high-risk modifications to existing policies and procedures under limited supervision. Policy and procedures changes impact the entire broker/dealer. Serves as a "policy... owner" to ensure coordinating documents, education, processes, and systems coordinate with each other. Examines moderate to high-risk control and supervision processes of internal business. Assesses firm processes and adherence... read more
Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here
NAM Private Bank The candidate will manage ongoing and special documentation projects, such as reviewing, maintaining and improving account opening and other account related agreements and forms, such as applications, terms and conditions, account maintenance forms, as well as developing same for new product initiatives. Review and negotiate contracts, such as non-disclosure agreements, account control agreements, escrow agreements and third party vendor agreements.... read more
Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here
Counsel, NAM Private Bank The candidate provide legal, regulatory and policy advice to senior management, front office personnel, and control functions on matters related to the North America (NAM) investment management accounts, products and services offered through bank’s Private Bank. Provide day-to-day legal support of the investment management business, including matters related to investment management account agreements and enrollment documents, investment po... read more
Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here
Counsel, NAM Private Bank The candidate provide legal, regulatory and policy advice to senior management, front office personnel, and control functions on matters related to the North America (NAM) investment management accounts, products and services offered through bank’s Private Bank. Provide day-to-day legal support of the investment management business, including matters related to investment management account agreements and enrollment documents, investment poli... read more
Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here
Counsel Duties: Provide legal, regulatory and policy advice to senior management, front office personnel, and control functions on matters related to the North America (NAM) investment management accounts, products and services offered through Bank. Provide day-to-day legal support of the investment management business, including matters related to investment management account agreements and enrollment documents, investment policy statements, performance reports, For... read more
Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here