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Compliance Jobs

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SPONSOREDJOB
Company
Confidential
Experience
Min 2 yrs required
Location
Tampa, FL
Posted Date
Oct 09,17
Info Source
Employer
currently seeking an experienced Compliance professional to join its... staff as their Chief Compliance Officer. In this role,... the Chief Compliance Officer will be responsible... advising the firm regarding Compliance with laws, regulations and Compliance read more
SPONSOREDJOB
Company
Rubicon Mortgage Advisors, LLC
Experience
Min 3 yrs required
Location
Minnetonka, MN
Posted Date
Oct 10,17
Info Source
Employer
is seeking a Mortgage Compliance Analyst to join our... Minnetonka, MN.  The Mortgage Compliance Analyst will be responsible... on a multitude of Compliance related issues, and will... the Company’s VP of Compliance and Quality Control. Duties/Responsibilities: Perform Compliance read more
SPONSOREDJOB
Company
Confidential
Experience
Location
Los Angeles, CA
Posted Date
Oct 06,17
Info Source
Employer
boutique law firm, seeks Compliance Manager who has law... firm experience. Candidates should have experience with negotiating with vendors, creating programs, and tracking data. If you are interested, please send your resume... read more
Company
In-House
Experience
Min 5 yrs required
Location
New York City, NY
Posted Date
Oct 02, 17
Info Source
Employer
Bank - Swap Dealer Compliance - Compliance Manager -... business on regulatory and compliance issues, particularly Dodd-Frank Title... Draft, revise, and implement Compliance policies and procedures; Conduct... compliance trainings; Assist in responding... Coordinate with Legal and Compliance colleagues and members of... compliance.... read more
Company
In-House
Experience
Min 10 yrs required
Location
Northbrook, IL
Posted Date
Oct 13, 17
Info Source
Employer
Director Commercial Healthcare Compliance The candidate will develop... for leading the healthcare compliance program for commercial functions... the Executive Director, Healthcare Compliance, Monitoring & Investigations, Americas.... and regional Ethics & Compliance leads. The Director is... raise potential or actual compliance concerns. Effectively implement the... compliance... read more
Company
Public Interest
Experience
Min 3 yrs required
Location
Manchester, NH
Posted Date
Oct 11, 17
Info Source
Employer
Director of Compliance, Chief Compliance Officer Duties:... maintaining an effective system-wide compliance program. Designs and manages... the organization’s compliance efforts, including investigating compliance-related... issues, administration and enforcement... of the organization’s compliance plan and policies, and... to or implicate potential compliance issues, in conjunction with... compliance... read more
Company
In-House
Experience
Min 8 yrs required
Location
Austin, TX
Posted Date
Sep 20, 17
Info Source
Employer
Chief Compliance Officer The candidate will... institutional activities are in compliance with federal, state, and... well as payment network compliance standards. Duties include monitoring... apprised of recent updates. Compliance officers also assess how... and monitors programs for compliance with laws, regulations and... compliance... read more
Company
In-House
Experience
Min 5 yrs required
Location
Brewer, ME
Posted Date
Oct 15, 17
Info Source
Employer
VP, Compliance Officer The candidate will... and leadership for all compliance and regulatory activities within... CEO and VP Chief Compliance Officer, as well as... and objectives of the compliance program are both consistent... meeting financial targets; Monitors compliance with legal and accrediting... compliance... read more
Company
In-House
Experience
Min 5 yrs required
Location
Brewer, ME
Posted Date
Oct 15, 17
Info Source
Employer
Director, Compliance and Privacy The candidate... will oversee the Health compliance program, functioning as an... that reviews and evaluates compliance issues/concerns within the organization.... and employees are in compliance with the rules and... focal point of all compliance activities and should be... compliance.... read more
Company
In-House
Experience
Min 10 yrs required
Location
New York City, NY
Posted Date
Oct 14, 17
Info Source
Employer
Director, Global Compliance Specialist: CIB, Equity &... with the SVP, GBM Compliance and his Regional Vice... efficient and globally consistent compliance program in support of... and mentorship of regional compliance staff by providing strategic... that will enable GBM Compliance to achieve its objectives... compliance... read more
Company
In-House
Experience
Min 10 yrs required
Location
New York City, NY
Posted Date
Oct 14, 17
Info Source
Employer
Director, Global Compliance Specialist: Fixed Inc, Currencies... with the SVP, GBM Compliance and his Regional Vice... efficient and globally consistent compliance program in support of... will be the primary compliance contact for GBM’s relevant... and mentorship of regional compliance staff by providing strategic... Compliance... read more
Company
In-House
Experience
Min 10 yrs required
Location
New York City, NY
Posted Date
Oct 14, 17
Info Source
Employer
Director, Global Compliance Specialist: Global Treasury Duties:... with the SVP, GBM Compliance and the SVP, International... Banking (IB) Compliance, as well as regional... GBM and IB compliance leadership, the incumbent will... efficient and globally consistent compliance program in support of... compliance... read more
Company
In-House
Experience
Min 10 yrs required
Location
New York City, NY
Posted Date
Oct 14, 17
Info Source
Employer
Director, Global Compliance Specialist: Equities & Prime... with the SVP, GBM Compliance and his Regional Vice... efficient and globally consistent compliance program in support of... Will be the primary compliance contact for GBM’s relevant... and mentorship of regional compliance staff by providing strategic... Compliance... read more
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