Chief Counsel, Market Regulation Enforcement
The candidate will be responsible for managing Enforcement outcomes and implementing priorities for the Enforcement department, ensuring maximum productivity and effectiveness with a large and complex caseload. Manages a team of attorneys and directors, who may be located in different offices, with a widely diverse docket of cases covering a number of subject matter areas. Provide guidance to attorneys and directors regarding pr... read more
The candidate should preferably have LL.B or above (unified enrollment; first-tier universities); overseas background and a J.D. degree; Have lawyer practicing qualification; qualification in other regions or countries would be an asset; At least 3 years of working experience as a full-time lawyer, and legal experience in companies concerning foreign investment, finance, real estate, funds, trust, securities and insurance, etc. would be an asset; Strong written skil... read more
The candidate should have 2-3 years’ experience, well versed in Securities law & FINRA regulations and compliance. In addition, should possess experience in Securities Litigation and Arbitration; defending claims unique to the financial services industry, including claims for fraud, conversion, unsuitability, churning, failure to supervise and unauthorized trading as well as knowledge of the financial services industry. Excellent writing and resea... read more
Seeking Senior Litigation Attorney with 10+ years of experience with Am Law 50 law firms. The candidate will have experience litigating complex commercial disputes in state and federal courts, securities matters, regulatory investigations and contests for corporate control, and experience with appellate work. New York Bar admission (or eligibility to obtain admission promptly) is required. Must have: Excellent litigation management capability, strong writing ability, powerf...
Seeking Mid-Level Litigation Attorney with 5+ years of experience with Am Law 50 law firms. The candidate with New York Bar admission (or eligibility to obtain admission promptly) is required. Will have experience litigating complex commercial disputes in state and federal courts, securities matters, regulatory investigations and contests for corporate control, and experience with appellate work. Must have: excellent litigation management capability, strong writing ability,...
The candidate must have a strong interest in pursuing a career in securities and investment-related litigation. Also have outstanding academic credentials from a leading law school and notable professional achievements, such as completion of a judicial clerkship, membership on a law journal and/or participation on a national moot court team. A background in economics or finance is helpful. Must have 2 years of litigation experience.
New York City office of a BCG Attorney Search Top Ranked Law Firm seeks litigation associate attorney with 2-3 years of experience. The candidate must have experience in securities litigation and arbitration; defending claims unique to the financial services industry, including claims for fraud, conversion, unsuitability, churning, failure to supervise and unauthorized trading as well as knowledge of the financial services industry. Experience with representing broker-deale...
Litigation boutique that represents institutional investors, hedge funds, and private equity firms is seeking an associate with 3-4 years of experience. Firm does plaintiff and defense side work. Securities litigation experience is ideal but not required. Candidate should have exposure and interest to fiduciary law. Shareholder activist or derivative litigation is a plus. Must have strong analytical and writing skills. This is a great opportunity for hands on experience wit...
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Regulatory And Enforcement - Associate
The candidate should have 3-5 years of experience, with exceptional credentials, and an interest in focusing on securities enforcement and regulatory matters; prior litigation, securities enforcement, or securities regulatory experience preferred. Must be admitted to practice in New York.
New York City office of a BCG Attorney Search Top Ranked Law Firm seeks senior securities litigation associate attorney with 3-6 years of experience. The candidate should have experience handling SEC Enforcement and other government investigations, internal investigations and other white collar and regulatory enforcement as well as related or parallel securities litigation matters. Experience in regulatory (the SEC, CFTC) or criminal (DOJ, a USAO, District Attorney, Office ...
New York City office of our client, a boutique plaintiff-side litigation firm, is seeking a False Claims Act attorney. Candidate should have 3+ years of litigation and federal clerkship experience. Must have serious experience with the False Claims Act. Candidate must have top academic and law firm credentials.
The candidate will manage an ongoing caseload of referrals stemming from FINRA’s reviews and examinations of NYSE member firms, where violations of NYSE rules or the federal securities laws have been identified. Assist with investigations arising from surveillance conducted by NYSE Regulation, as well as overseeing investigations arising from surveillance conducted by FINRA involving cross-market activity. Review and analyze examination referrals, inc...
The candidate will resolve non-complex Enforcement matters, and contribute meaningful high quality work for large complex matters. Will resolve non-complex Enforcement matters based on rigorous assessment and effective advocacy. Execute an effective risk-based legal strategy to assess the record fairly. Recommend a fair and effective outcome, accurately assessing the evidence and applying a well-reasoned legal framework to the case. Identify potential ...
Cherry Hill office of a BCG Attorney Search Top Ranked Law Firm seeks senior securities litigation attorney with 6+ years of experience in corporate governance and/or securities litigation. The candidate should have experience with derivative litigation, shareholder disputes, breach of fiduciary duty claims and other corporate litigation issues, as well as with securities laws. Background/knowledge in regulatory (the SEC, CFTC) or criminal (DOJ, a USAO, District Attorney, O... read more
We are seeking applications for a mid-level associate position. Candidates must have a significant amount (3-5 years) of relevant work experience, including discovery and trial preparation, ideally at a firm with an established class action/derivative practice. Outstanding academic credentials, keen analytical ability, strong research/writing skills, and a commitment to professional excellence are required.
Qualified candidates should send cover letter and resume to ... read more
Seeking Litigation Associate with 3-5 years of experience. Candidate will have experience in general commercial litigation, and/or securities litigation, mergers & acquisitions/corporate governance litigation, SEC enforcement and antitrust/unfair competition litigation. read more