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Corporate Securities And Capital Markets Attorney Jobs in New York

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Job info
Company
In-House
Experience
Min 10 yrs required
Location
New York City, NY
Posted Date
Sep 21, 17
Info Source
Employer
Wealth Management Compliance- CCO for Consulting Group Capital Markets Funds Duties: Provide a wide range of services to our business units. Help to structure a complex and sensitive cross-border transaction; advise on a new product introduction; develop a training program or defuse an investor dispute. Preserve the firm’s invaluable reputation for integrity and protect the firm from sanctions with policies and procedures that meet regulatory requirements around the worl... read more
Company
In-House
Experience
Min 8 yrs required
Location
New York City, NY
Posted Date
Sep 21, 17
Info Source
Employer
Lead Attorney The candidate will be a lead lawyer for a small team which will be primarily responsible for providing legal advice to the US enterprise under the Federal securities laws in connection with the issuance and maintenance of variable annuities and other variable insurance products. Responsible for drafting and filing SEC registration statements for variable annuity and life products and for providing day-to-day legal advice to the business people who administer ... read more
Company
In-House
Experience
4-7 yrs required
Location
New York City, NY
Posted Date
Sep 21, 17
Info Source
Employer
Junior Capital Markets Attorney The candidate will Lawyer to support Company’s Wealth Management’s Capital Markets, Research, Strategy and Corporate Equity Solutions businesses. Will specifically, the attorney will assist other team members in supporting equity and fixed income securities new issue distribution, sales and secondary trading stock plan and restricted stock transactions and research and will be located in Midtown Manhattan (a possibility of working out of... read more
Company
In-House
Experience
Min 10 yrs required
Location
New York City, NY
Posted Date
Sep 21, 17
Info Source
Employer
Regulatory Counsel (Americas) - Risk Management Group The candidate will provide legal, advice, counsel and support to management and all impacted businesses in regard to regulatory compliance with financial product regulations with emphasis on CFTC, SEC, and Canadian over-the-counter derivative regulations, including their cross-border impact. Will report to the ORC Managing Regulatory Counsel. Monitor and track relevant new, amended and proposed financial product/derivat... read more
Company
Recruiter
Experience
Location
New York City, NY
Posted Date
Sep 21, 17
Info Source
Recruiter
Securities Attorney The candidate must have excellent academic credentials. read more
Company
Recruiter
Experience
Min 5 yrs required
Location
New York City, NY
Posted Date
Sep 21, 17
Info Source
Recruiter
Senior Corporate Securities Attorney The candidate should have excellent academic credentials. read more
Company
Recruiter
Experience
Min 1 yrs required
Location
New York City, NY
Posted Date
Sep 21, 17
Info Source
Recruiter
Seeking an Attorney with Securities Act Experience. read more
Company
Law Firm
Experience
3-7 yrs required
Location
New York City, NY
Posted Date
Sep 20, 17
Info Source
Employer
Corporate / Securities Associate The candidate must have 3-7 years of experience. read more
Company
In-House
Experience
Min 5 yrs required
Location
New York City, NY
Posted Date
Sep 20, 17
Info Source
Employer
Senior Associate, Independence The candidate's responsibilities: Acquire knowledge related to auditor independence regulations, including those established by the Securities and Exchange Commission (SEC), Public Company Accounting Oversight Board (PCAOB), and American Institute of Certified Public Accountants (AICPA); Function as technical writer, instructional designer, and/or content developer; Create and edit content for training programs, policy documents/guides, and i... read more
Company
Recruiter
Experience
Min 2 yrs required
Location
New York City, NY
Posted Date
Sep 20, 17
Info Source
Recruiter
Mid- level Capital Markets Associate The candidate should have 2+ years of relevant experience. Should be fluent in Spanish. read more
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