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Corporate Securities And Capital Markets Attorney Jobs

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Company
In-House, Dave & Buster's
Experience
10-20 yrs required
Location
Dallas, TX
Posted Date
Nov 14, 19
Info Source
Employer
Total Views
500+
Senior VP, General Counsel The candidate: Manages all litigation in which Company is involved and sets strategy for resolution thereof. Provides legal advice and represents Company in legal proceedings regarding employment and public accommodation. Identifies potential areas of compliance vulnerability and risk avoidance and mitigation; develop and implement corrective action plans for resolution of problematic issues, and provide general guidance on how to avoid similar s... read more
Company
In-House, CREDIT SUISSE GROUP AG
Experience
7-10 yrs required
Location
New York City, NY
Posted Date
Nov 14, 19
Info Source
Employer
Total Views
200
Capital Optimization & Regulatory Implementation (CORI) Attorney The candidate work on opinions and legal advice relating to netting and collateral enforceability advice for legal, credit risk and capital purposes, to comply with Basel 3 requirements as implemented by FINMA, CRDIV, US, and other regulators. Obtain and/or review legal opinions from external counsel on due diligence, netting and collateral enforceability for all types of master netting agreements for derivat... read more
Company
In-House, Churchill Downs Incorporated
Experience
Min 8 yrs required
Location
Louisville, KY
Posted Date
Nov 14, 19
Info Source
Employer
Total Views
428
Counsel/Senior Counsel Duties: Support the Senior Vice President and General Counsel in providing comprehensive legal counsel and legal risk analysis related to operations. Advising management and business units on various legal issues, including federal and state laws and regulations across multiple jurisdictions; Providing legal support and advice regarding a breadth of corporate, SEC, and governance matters; Providing counsel on transactions, joint ventures and complex ... read more
Company
In-House, Coursera Inc.
Experience
Min 5 yrs required
Location
Mountain View, CA
Posted Date
Nov 14, 19
Info Source
Employer
Total Views
67
Corporate Counsel The candidate will do general corporate matters including corporate governance. Will maintain corporate minute books and other corporate records; ensure that corporate forms are filed on a timely basis; and ensure that the Company’s Board of Directors and Board Committees function in accordance with applicable law, regulations, and policies. Oversee domestic and international entity management and governance, including supporting all domestic expansion ... read more
Company
In-House, Morningstar, Inc.
Experience
Min 10 yrs required
Location
Chicago, IL
Posted Date
Nov 14, 19
Info Source
Employer
Total Views
155
Associate General Counsel and Assistant Secretary Responsibilities: Performing the Corporate Secretary function in preparing Board and Committee schedules, materials, agendas, resolutions, minutes and reports. Maintaining corporate governance documents, including Board committee charters, guidelines and policies. Assuring good corporate governance and maintenance of corporate books and records for domestic and international subsidiaries. Assisting with compliance with Nasd... read more
Company
Law Firm, Drummond Woodsum Attorney At ...
Experience
2-8 yrs required
Location
Manchester, NH
Posted Date
Nov 14, 19
Info Source
Employer
Total Views
13
Corporate Associate Attorney The candidate must have 2-8 years of relevant law firm experience. Should have experience both working in teams and in managing components of transactions independently, with specific experience in a broad range of corporate and transactional matters, including mergers and acquisitions, corporate finance and securities matters, private placements, and venture capital financings (representing both investors and targets). Should have outstanding ... read more
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Company
In-House, Mizuho Americas LLC
Experience
Location
New York City, NY
Posted Date
Nov 14, 19
Info Source
Employer
Total Views
53
Total Applies
1
Derivatives Attorney The candidate will be responsible for managing legal risks across the Mizuho Americas group of companies.Provide legal support to Mizuho U.S. broker dealer and swap dealer entities’ equities and fixed income business lines with respect to regulatory and compliance issues, corporate law issues and other general legal matters; Prepare, negotiate and execute ISDA master agreements, CSAs and related supporting documentation for counterparties located in ... read more
Company
Law Firm, Torys LLP
Experience
3-5 yrs required
Location
New York City, NY
Posted Date
Nov 14, 19
Info Source
Employer
Total Views
6
Corporate / Securities Associate The candidate should be a mid- to senior-level associate preferably having significant experience: representing financial institutions and public and private corporate clients in a broad range of capital markets transactions including US registered debt, equity and initial public offerings and cross-border Rule 144A/Regulation S transactions; researching and providing corporate clients with advice on general corporate governance as well as ... read more
Company
In-House, AbbVie Inc.
Experience
Min 5 yrs required
Location
North Chicago, IL
Posted Date
Nov 14, 19
Info Source
Employer
Total Views
28
Senior Counsel, Securities and Governance The candidate will handle a variety of securities and governance legal matters, with a particular focus on compliance with SEC filing requirements. Will work closely with the Division Counsels for Securities and Governance. Provide legal advice and guidance for securities matters and global subsidiary compliance. Support the preparation and review of current and periodic SEC filings, including registration statements, Forms 10-K, 1... read more
Company
In-House, Moody's Investors Service, Inc
Experience
Location
New York City, NY
Posted Date
Nov 14, 19
Info Source
Employer
Total Views
44
Corporate Counsel - Structured Finance The candidate will focus on drafting and negotiating commercial transactions such as license, subscription and services agreements with MA’s sophisticated customer base (including a diverse range of US and Canadian banks, brokers, insurers and large corporates), as well as divisional responsibilities in partnering with product management in updating products templates, including new service level agreements. Will also draft and nego... read more
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