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Duties: Working with General Counsel and assisting in protecting the Company’s legal interests, maintaining legally compliant operations, contributing to risk management, and corporate governance. Responsible for drafting, negotiating, and editing contracts; Assistance with company filings; Assist with drafting compliance documents; Assist the Corporate Secretary with subsidiary management and governance; Assist Corporate Secretary with preparation for...
The candidate should have a minimum of 3 years of corporate law firm experience. Should have experience representing emerging companies and venture capital investors in general corporate and private financing activities, in securities offerings under the Securities Act of 1933 and in ongoing reporting obligations under the Securities Exchange Act of 1934. Must have outstanding academic credentials and a commitment to excellence are required. Should have...
Investment Advisory Attorney
The candidate will be providing dedicated legal support on the development and maintenance of investment advisory programs - from initial strategy to launch. Coordinating with field legal and branch management to review and explain the impact of custom legal provision(s). Interfacing directly with clients and their legal counsel to address questions and concerns. Conducting annual review of Form ADVs, contract templates, policies and procedures...
The candidate will work both in teams and independently to manage components of transactions. Will manage a broad range of corporate and transactional matters, including (but not limited to) entity formation, corporate governance, mergers and acquisitions, leveraged buyouts, securities, venture capital, private equity, public offerings, ‘34 Act Compliance, and growth equity transactions. Serve as subject matter expert for corporate law in the Boston of...
Mid Level Capital Market Staff Attorney
The candidate will work with our lawyers on drafting and reviewing deal related documents and closing matters as well as other important projects critical to client service. Review and provide comments on purchase and underwriting agreements, legal opinions and indentures. Provide guidance on comfort letters and due diligence exercises. Review the work of more junior associates to ensure accuracy. Oversee and work on closings for a r...
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Legal Counsel (Capital Markets/Commercial)
The candidate will perform a broad range of work across the entire Upstart business, with a focus on capital market transactions. Will work on drafting, review and negotiation of all transactions documents related to loan sales, securitizations, and platform investments; and special projects, as needed. Consider a wide array of complex and often novel legal issues including securities regulation, consumer protection, privacy and d...
Director, Legal Affairs-Corporate Governance, Securities and Finance
The candidate will work as part of a team of corporate governance and securities professionals to support the Board and its committees and senior management (including the Finance, Executive Compensation and Investor Relations teams) and will assist with all functions of the Corporate Secretary. Provide guidance and ensure compliance on applicable securities laws and regulations, stock exchange (as applic...
The candidate will perform legal diligence for Capital Markets and Finance group matters, which will largely consist of documentary diligence. Will work on closing matters including collection and organization of relevant documents for closing of transactional matters. Work with lawyers and staff on diligence matters, financing matters and closing matters as well as other important projects critical to our client service. With appropriate supervision, draft ...
The candidate serves as legal contact for at least 7-10 clients, drafts board related materials, attends and conducts board meetings, reviews work product of attorneys, associate attorneys, paralegals and administrative staff, supervise special client projects, and assist with handling client-related matters. Serves as a primary legal contact for designated clients. Manages the legal operations for mutual fund clients. Resolves client legal and regulatory i...
Associate Counsel - Securities
The candidate will provide advice and counsel on SEC reporting, NYSE compliance, general corporate and general contract matters. In addition, the Associate Counsel will be responsible for entity management for the Company and its domestic subsidiaries. Advise on 1933 Act, 1934 Act, and NYSE compliance matters and draft SEC periodic filings for firm Corporation, AmeriGas Partners, L.P. and Utilities, Inc. (including 10-Ks, 10-Qs and 8-Ks for e...