Investment Management Associate — Mid-Level
The candidate should have 1-3 year of experience. Should have substantive knowledge of the Investment Advisers Act of 1940 and the Investment Company Act of 1940. Should have experience working with investment advisers, private funds and registered funds on regulatory, compliance, product development, disclosure and SEC examination matters. Experience with general corporate and securities matters is helpful. Should have outstan...
Associate, Investment Management
The candidate should have substantive knowledge of the Investment Advisers Act of 1940 and the Investment Company Act of 1940. Additional experience includes working with investment advisers and other service providers on regulatory, compliance and business matters; advising boards of directors/trustees of U.S.-registered investment companies on fund governance and fiduciary oversight matters. Must have an excellent academic background, str...
Washington, D.C. office of a BCG Attorney Search Top Ranked Law Firm seeks mid-level investment management associate attorney with experience. The candidate should have substantive knowledge of the Investment Advisers Act of 1940 and the Investment Company Act of 1940. Additional experience includes working with investment advisers and other service providers on regulatory, compliance and business matters; advising boards of directors/trustees of U.S.-registered investment ...
U.S. Senator Pat Toomey seeks an experienced securities and capital markets lawyer to join the Republican staff of the U.S. Senate Banking Committee at the start of the 117th Congress in January 2021. The qualified individual will have policy knowledge of, or practical experience in, the financial services sector, specifically securities and capital markets. Must have an understanding of major securities statutes and regulations, such as the Securities Act of 1933, the Secu...
McCandlish Lillard seeks a partner or group for the Corporate, Real Estate and Business Law groups. Candidates must have transactional corporate and/or real estate experience and a portable book of business. The ideal candidate must have deal expertise in M&A, general corporate, commercial finance, acquisitions and dispositions, leasing, real estate debt, real estate lending and development transactions, as applicable. This is an excellent opp...
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Duties: Will be to support 40 Act fund activities and will be largely responsible for owning the registration process, and other legal processes as assigned. Drafting, reviewing and updating of regulatory materials, including registration statements and exemptive applications; Handle aspects of registration statement process, including process enhancement and coordinating the printing of prospectuses and supplements; Draft initial registration statements for new fu...
Litigation Investment Counsel
Duties: Legal research and due diligence on investment opportunities. Preparation of investment memos. Translate Legal Knowledge to Automation. Working with engineers to help build better technology to support our business goals. Client-facing, communicate and digest legal terms without sounding intimidating.