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The candidate will develop expertise in firm’s business and the relevant laws and regulations so that you can provide actionable, proactive, practical and sound legal advice to your business and compliance partners. Will work on a wide range of business matters including investment adviser and broker-dealer regulatory compliance (with preference given to candidates with experience related to the Investment Advisers Act of 1940 and ERISA), foundational corp...
Senior Corporate Transactions Associate
The candidate must have 6-8 years of experience in business transactions, including mergers and acquisitions and significant exposure to securities law, including 1933 Act and 1934 Act filings.