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Corporate Investment Company Act Attorney Jobs in Pennsylvania

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Corporate Investment Company Act Attorney Jobs in Pennsylvania - Related Job Titles

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Job info
Company
In-House
Experience
7-10 yrs required
Location
Philadelphia, PA
Posted Date
Nov 28, 2021
Info Source
Employer
Total Views
7
Senior Counsel - Retail Investment Adviser Responsibilities: Primary responsibility for providing legal advice regarding managed account programs, including development of new programs and program features; Primary responsibility for advising on the application of Regulation Best interest; Assisting with the development of, and advising on required updates to Forms ADV and investment management agreements; Interacting directly with senior business management and compliance... read more
Company
In-House
Experience
7-10 yrs required
Location
Pittsburgh, PA
Posted Date
Nov 28, 2021
Info Source
Employer
Total Views
4
Senior Counsel - Retail Investment Adviser Responsibilities: Primary responsibility for providing legal advice regarding managed account programs, including development of new programs and program features; Primary responsibility for advising on the application of Regulation Best interest; Assisting with the development of, and advising on required updates to Forms ADV and investment management agreements; Interacting directly with senior business management and compliance... read more
Company
In-House
Experience
Min 8 yrs required
Location
Pittsburgh, PA
Posted Date
Nov 24, 2021
Info Source
Employer
Total Views
47
Senior Counsel - Asset Management Group Duties: Identifies and manages legal risk for the organization. Performs significant and complex legal work and regularly interacts with management. Oversees legal research, analysis, consultation and documentation within a framework of legal compliance and risk management. Leads outside counsel relationships and manages expenses. Networks with outside organizations to advance legal interests and legal health of the corporation and i... read more
Company
Law Firm
Experience
2-4 yrs required
Location
Philadelphia, PA
Posted Date
Nov 11, 2021
Info Source
Employer
Total Views
16
Investment Management Associate The candidate should have 2-4 years of experience in investment management and other financial services matters, which could include EB-5 immigration investment funds, mutual funds, hedge funds, private equity funds and real estate funds. Securities reporting and compliance experience is also helpful, as is experienced in general corporate law, mergers and acquisitions. Exceptional academic credentials and excellent communication skills are ... read more
Company
In-House
Experience
Min 1 yrs required
Location
Wayne, PA
Posted Date
Nov 19, 2021
Info Source
Employer
Total Views
36
Counsel (Investment Management Attorney) Responsibilities: Preparing Board materials and participating in Board and Committee meetings; Overseeing corporate law matters related to the Funds; Preparing Fund disclosure documents, including registration statements, supplements, proxy statements, periodic reports to shareholders, and other regulatory filings; Drafting, reviewing, and negotiating Fund service provider agreements; Coordinating with Fund counsel and legal counsel... read more
Company
In-House
Experience
Min 4 yrs required
Location
Philadelphia, PA
Posted Date
Oct 13, 2021
Info Source
Employer
Total Views
25
Corporate Counsel / Asset Management Attorney Responsibilities: Advising senior management on regulatory initiatives. Assisting with regulatory and internal reviews, exams, and audits. Assisting with drafting and maintaining policies and procedures. Maintaining current knowledge of applicable federal and state laws and regulations, and monitoring regulatory developments to ensure organizational adaptation and compliance. Preparing, reviewing, and negotiating contracts and ... read more
Company
In-House
Experience
Min 8 yrs required
Location
Philadelphia, PA
Posted Date
Nov 24, 2021
Info Source
Employer
Total Views
44
Senior Counsel - Asset Management Group Duties: Identifies and manages legal risk for the organization. Performs significant and complex legal work and regularly interacts with management. Oversees legal research, analysis, consultation and documentation within a framework of legal compliance and risk management. Leads outside counsel relationships and manages expenses. Networks with outside organizations to advance legal interests and legal health of the corporation and i... read more
Company
In-House
Experience
Min 4 yrs required
Location
Harrisburg, PA
Posted Date
Oct 13, 2021
Info Source
Employer
Total Views
49
Corporate Counsel / Asset Management Attorney Responsibilities: Advising senior management on regulatory initiatives. Assisting with regulatory and internal reviews, exams, and audits. Assisting with drafting and maintaining policies and procedures. Maintaining current knowledge of applicable federal and state laws and regulations, and monitoring regulatory developments to ensure organizational adaptation and compliance. Preparing, reviewing, and negotiating contracts and ... read more
Company
In-House
Experience
Min 8 yrs required
Location
Philadelphia, PA
Posted Date
Nov 21, 2021
Info Source
Employer
Total Views
61
Assistant General Counsel, Investments Legal Responsibilities: Form and structure new products in support of growing business initiatives; specifically private funds, fund- of one- structures, and other structured vehicles to accommodate domestic and international investor tax and regulatory needs. Provide legal and strategic advice and counsel to our business partners and their senior management on all legal aspects of a sophisticated institutional investment management p... read more
Company
In-House
Experience
4-6 yrs required
Location
Philadelphia, PA
Posted Date
Oct 14, 2021
Info Source
Employer
Total Views
51
General Counsel - Investment Management DUTIES: Focus on US Public Markets business based in our Philadelphia office. Expand skill set and take on new responsibilities, work collaboratively in a fast-paced environment with a company that is growing. Contribute with your expertise in transactions involving corporations, partnerships, and limited liability companies (e.g., mergers and acquisitions, asset purchase agreements, joint venture, lift-outs). Will have experience in... read more
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