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Corporate Investment Company Act Attorney Jobs in Pennsylvania

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Job info
Company
In-House
Experience
5-10 yrs required
Location
Philadelphia, PA
Posted Date
Jan 14, 19
Info Source
Employer
Total Views
12
Vice President and Counsel – Investment Management Responsibilities: Review offering materials prepared by sponsors of privately-issued investment funds proposed for inclusion as investment options in the Company’s variable products, both for compliance with applicable securities laws and regulations as well as compliance with insurance law restrictions. Participate in the preparation and negotiation of investment documentation with asset management organizat... read more
Company
In-House
Experience
5-10 yrs required
Location
Philadelphia, PA
Posted Date
Jan 14, 19
Info Source
Employer
Total Views
9
VP & Counsel - Investment Management Responsibilities: Review offering materials prepared by sponsors of privately-issued investment funds proposed for inclusion as investment options in the Company’s variable products, both for compliance with applicable securities laws and regulations as well as compliance with insurance law restrictions. Participate in the preparation and negotiation of investment documentation with asset management organizations covering private... read more
Company
In-House
Experience
Min 1 yrs required
Location
Oaks, PA
Posted Date
Jan 11, 19
Info Source
Employer
Total Views
3
Mutual Fund Attorney, Investment Manager Services The candidate will support the market unit’s fund administration, fund accounting and distribution business, including with respect to a large, multi-manager mutual fund series trust sponsored by the company. Responsible for a wide variety of regulatory and compliance matters under the Investment Company Act of 1940, including drafting and reviewing new fund registration statements, annual updates and proxy solicitat... read more
Company
Recruiter, BCG Attorney Search
Experience
3-10 yrs required
Location
Philadelphia, PA
Posted Date
Jan 09, 19
Info Source
Recruiter
Total Views
3
Philadelphia office of our client seeks investment management counsel (private funds) with 4+ years of experience working in fund formation and regulatory compliance for private investment funds and private fund managers. read more
Company
Recruiter
Experience
4-6 yrs required
Location
Philadelphia, PA
Posted Date
Dec 03, 18
Info Source
Recruiter
Total Views
4
Investment Management Mid Level Associate The candidate should have 4-6 years of experience as an attorney working within a firm’s Investment Management and Mutual Funds Group or with a government agency within the securities field or a related financial field. Must have demonstrated experience and expertise within the field, with an emphasis on the Investment Company Act of 1940. Should have J.D. from an accredited law school; License to practice law; Excellent wri... read more
Company
Recruiter, BCG Attorney Search
Experience
3-10 yrs required
Location
Philadelphia, PA
Posted Date
Jan 09, 19
Info Source
Recruiter
Total Views
3
Philadelphia office of our client seeks mid-level or senior investment management associate attorney (private funds) with 4+ years of experience working in fund formation and regulatory compliance for private investment funds and private fund managers. read more
Company
Law Firm, Stradley Ronon Stevens & Young...
Experience
Min 4 yrs required
Location
Philadelphia, PA
Posted Date
Jan 09, 19
Info Source
Employer
Total Views
5
Investment Management Counsel (Private Funds) The ideal candidate must have 4+ years of experience working in fund formation and regulatory compliance for private investment funds and private fund managers. read more
Company
Law Firm, Stradley Ronon Stevens & Young...
Experience
Min 4 yrs required
Location
Philadelphia, PA
Posted Date
Jan 09, 19
Info Source
Employer
Total Views
6
Mid-Level or Senior Investment Management Associate (Private Funds) The ideal candidate must have 4+ years of experience working in fund formation and regulatory compliance for private investment funds and private fund managers. read more
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