Counsel - Regulatory and Trading
The candidate will advise company on general regulatory issues related to company's status as a globally regulated investment adviser and manager of registered investment companies, including advising on issues with the Securities and Exchange Commission and on other corporate matters related to the functioning of a globally registered investment adviser. Will report to the Head of the Regulatory and Trading Legal Team. Provide legal advice...
Seeking Investment Management Team Attorney with 3+ years of experience for the office. Candidate should have superior academic credentials. Should have experience in investments, securities law and M&A transactions. Desired skill sets include: the ability to support others on a wide variety of dealsâ€”including securities offerings and M&A deals; the ability to draft SEC reports and M&A transaction documents for sophisticated public and private clients, and familiarit...
Mutual Fund Chief Compliance Officer
Charlotte, NC, United States
At **MEMBERS ONLY**SIGN UP NOW***., we are as invested in our associates as we are in our clients. We recognize those who work diligently for us and reward them for personal and professional integrity, communication skills, distinct competencies and expertise in specific strategies, ability to collaborate as a team member and true dedication to the interests of our clients.
We thank you for your interest in joining the B...