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Duties: Reviewing and providing advice with respect to Forms 10-K, 10-Q and 8-K, as well as proxy statements. Providing advice on corporate governance matters . Serving in a mid-level associate or lead associate capacity with respect to public and/or private offerings of equity and debt securities . Serving in a mid-level associate or lead associate capacity with respect to merger and acquisition transactions . Serving in a mid-level associate or lead associate c...
Senior Legal Counsel
Duties: Provide advice and support relating to overall strategy, launch and ongoing maintenance of 1940 Act mutual funds sponsored by GAM, including compliance with prospectus filings, continuous disclosure requirements, support on board of trustee matters and any legal and regulatory issues that arise in managing the investment portfolios of these funds. Provide advice and support relating to overall strategy of the institutional business, including t...