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Corporate Investment Company Act Attorney Jobs in Milwaukee

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Job info
Company
In-House, U.S. Bank.
Experience
2-4 yrs required
Location
Milwaukee, WI
Posted Date
Oct 16, 18
Info Source
Employer
Total Views
17
1940 Act Attorney The candidate will be drafting, reviewing and preparing annual updates to fund registration statements. Will be ensuring timely and accurate regulatory filings, including registration statement amendments, supplements, exchange listing applications, proxy statements and related filings. Communicating with the U.S. Securities and Exchange Commission (“SEC”) and other regulatory agencies and self-regulatory organizations (e.g., New York Stock Ex... read more
Company
In-House
Experience
6-8 yrs required
Location
Milwaukee, WI
Posted Date
Oct 16, 18
Info Source
Employer
Total Views
14
Attorney The candidate will be drafting and reviewing initial open-end, multi-class mutual fund and closed-end fund registration statements to ensure disclosure requirements are met. Will be preparing annual updates to registration statements. Ensuring timely and accurate regulatory filings, including registration statement amendments, exchange listing applications, proxy statements and related filings. Communicating with the U.S. Securities and Exchange Commission (â€... read more
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