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Corporate Investment Company Act Attorney Jobs in Gastonia

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Job info
Company
Recruiter
Experience
3-5 yrs required
Location
Charlotte, NC
Posted Date
Mar 02, 18
Info Source
Recruiter
Total Views
6
Securities Associate The candidate should have 3-5 years of experience in corporate and securities work, including 33 Act and 34 Act experience. Must have excellent academic credentials and solid law firm work experience. read more
Company
In-House, Barings
Experience
Min 4 yrs required
Location
Charlotte, NC
Posted Date
Jun 18, 18
Info Source
Employer
Total Views
87
Counsel - Regulatory and Trading The candidate will advise company on general regulatory issues related to company's status as a globally regulated investment adviser and manager of registered investment companies, including advising on issues with the Securities and Exchange Commission and on other corporate matters related to the functioning of a globally registered investment adviser. Will report to the Head of the Regulatory and Trading Legal Team. Provide legal advice... read more
Company
In-House
Experience
5-10 yrs required
Location
Charlotte, NC
Posted Date
Jun 20, 18
Info Source
Employer
Attorney- Investment Management The candidate supports Merrill Lynch’s delivery of investment products and services to its retail brokerage and investment advisory clients. Depending on candidate’s credentials and level of seniority, the role will report to either the leader of the Managed Solutions Group legal team or the Global Funds legal team, both of which are part of the Investment Solutions Group legal team. Responsibilities include: Providing general legal and ... read more
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